Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Parent Company Summary

Parent Company Name: Prudential PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2010£14,065,122
Number of cases: 16
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£14,000,0001
consumer-protection-related offences£50,0001
employment-related offences£15,12214
Top Offence TypesPenalty TotalNumber of Cases
investor protection violation£14,000,0001
privacy violation£50,0001
pension plan violation£15,12214
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyOffence TypeYearAgencyPenalty Amount sort icon
Prudential plcinvestor protection violation2013UK-FSA£14,000,000
Prudentialprivacy violation2012UK-ICO£50,000
Prudentialpension plan violation2020UK-TPO£7,238
Prudentialpension plan violation2017UK-TPO£2,727
Prudentialpension plan violation2012UK-TPO£1,387
Prudentialpension plan violation2019UK-TPO£1,000
Prudentialpension plan violation2019UK-TPO£1,000
Prudentialpension plan violation2011UK-TPO£520
Prudentialpension plan violation2019UK-TPO£500
Prudentialpension plan violation2016UK-TPO£500
Prudentialpension plan violation2018UK-TPO£250
Prudentialpension plan violation2017UK-TPO£0
Prudentialpension plan violation2017UK-TPO£0
Prudentialpension plan violation2016UK-TPO£0
Prudentialpension plan violation2014UK-TPO£0
Prudentialpension plan violation2022UK-TPO£0