Basic Search  |  Summaries  |  Advanced SearchPenalty: £3,444,100
Year: 2020
Date: 23 November, 2020
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: TFS-ICAP paid a £3.44 million fine in settlement of a finding by the FCA that the company gave misleading information to clients about the trades being made by the company in order to encourage business.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
Source of Data: (click here)