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Violation Tracker UK Individual Case

Company: TFS-ICAP Ltd.
Penalty: £3,444,100
Year: 2020
Date: 23 November, 2020
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: TFS-ICAP paid a £3.44 million fine in settlement of a finding by the FCA that the company gave misleading information to clients about the trades being made by the company in order to encourage business.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
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