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Violation Tracker UK Individual Case

Company: Asia Resource Minerals plc fka Bumi plc
Penalty: £4,651,200
Year: 2015
Date: 12 June, 2015
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Asia Resource Minerals paid a £4.65 million fine in settlement of a finding by the FCA that the company failed to take reasonable steps to enable it to comply with its obligations as a listed company to report on related party transactions.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
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