Basic Search  |  Summaries  |  Advanced SearchPenalty: £4,052,500
Year: 2010
Date: 22 April, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Winterflood was ordered to pay a £4 million fine and jointly pay £52,500 costs in judgment of a finding by the FSA that the company and two of its traders had been part of a scheme to distort the market for shares in Fundamental-E Investments Plc by misuse of rollovers and delayed rollovers in trading.
Action Type: agency action
Agency: Financial Services Authority
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: merchant banking
Source of Data: (click here)