Basic Search  |  Summaries  |  Advanced SearchPenalty: £9,103,523
Year: 2022
Date: 30 March, 2022
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: GAM International agreed to pay a £9,103,523 fine following a finding by the FCA that the company failed to manage conflicts of interest with incentives offered by Greenshill Capital to an investment manager.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
HQ Country of Parent: Switzerland
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: investment management
Source of Data: (click here)