Violation Tracker UK Parent Company Summary
Parent Company Name: GAM Holding AG
Ownership Structure: publicly traded
Headquartered in: Switzerland
Major Industry: financial services
Specific Industry: investment management
Penalty total since 2010: £9,103,523
Number of cases: 1
|Top Offence Groups (Groups Defined)||Penalty Total||Number of Cases
|Top Offence Types||Penalty Total||Number of Cases
|investor protection violation||£9,103,523||1|
: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Individual Penalty Cases:
Click on the company or penalty amount for more information on each case.