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Violation Tracker UK Individual Case

Company: Deutsche Bank AG
Current Parent CompanyDeutsche Bank
Parent at the Time of the Penalty Announcement: Deutsche Bank
Penalty: £4,718,800
Year: 2014
Date: 21 August, 2014
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Deutsche Bank paid a £4.7 million fine in settlement of a finding by the FCA that the company failed to accurately report trading it undertook in CFD Equity Swaps between 2007 and 2013.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
HQ Country of Parent: Germany
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking & securities
Source of Data(click here)