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Violation Tracker UK Individual Case

Company: Citigroup Global Markets Limited
Current Parent CompanyCitigroup
Parent at the Time of the Penalty Announcement: Citigroup
Penalty: £12,553,800
Year: 2022
Date: 19 August, 2022
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Citigroup Global Markets was fined £12.5 million after a finding by the FCA that the company failed to properly implement the Market Abuse Regulation trade surveillance requirements, meaning it could not effectively monitor its trading activities for certain types of inside dealing and market manipulation.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
HQ Country of Parent: United States
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking & securities
Source of Data(click here)