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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010£4,178,153,261
Number of Penalty Cases: 3,837
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYearAgencyPenalty Amount sort icon
Lloyds Bank Corporate Markets PlcLloyds Banking Groupfinancial servicesanti-money-laundering deficiencies2022UK-JFSC£498,000
Muranda Electrical Services Ltd tax violations2020UK-HMRC£499,203
Photo-Me International plc investor protection violation2010UK-FSA£500,000
Changtel Solutions UK Ltd dba Enta Technologies Ltd. tax violations2017UK-HMRC£501,137
Blue Bell Inn Nottm Ltd tax violations2018UK-HMRC£502,673
SG Euro Trades Ltd tax violations2021UK-HMRC£503,612
Rowan Dartington & Co LimitedSt. James's Place PLCfinancial servicesinvestor protection violation2010UK-FSA£511,000
Corestore Ltd tax violations2023UK-HMRC£514,039
Ditto Payroll Ltd tax violations2022UK-HMRC£515,126
TM Payroll Limited tax violations2016UK-HMRC£515,471
Hebe & Huhet Ltd tax violations2022UK-HMRC£516,507
SRS (Sheffield) Limited tax violations2016UK-HMRC£518,734
CGS Site Services Ltd tax violations2018UK-HMRC£519,814
Irfan Ltd anti-money-laundering deficiencies2022UK-HMRC£524,000
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCfinancial servicesanti-money-laundering deficiencies2013UK-FCA£525,000
Habib Bank AG Zurich anti-money-laundering deficiencies2012UK-FSA£525,000
Shelby Finance Limited payday lending violation2020UK-CMA£527,863
LL (NI) Limited dba Mandarin Palace Restaurant dba Mandarin Palace Takeaway dba Karma Tapas Bar dba Jasmine Takeaway tax violations2016UK-HMRC£530,315
Cenkos Securities Plc investor protection violation2016UK-FCA£530,500
Sigma Broking Ltd. investor protection violation2022UK-FCA£531,000
Data Market Group Ltd tax violations2019UK-HMRC£531,004
Bright Managment Solution Limited investor protection violation2024UK-FCA£533,000
Arrow Logistics Ltd tax violations2022UK-HMRC£533,271
Nedbank Private Wealth Limited anti-money-laundering deficiencies2023UK-IOM£535,185
Reckitt Benckiser Group PlcReckitt Benckiserhousehold and personal care productsinvestor protection violation2015UK-FCA£539,800
M & G Property Development and Maintenance Ltd tax violations2018UK-HMRC£542,378
MCO Capital Limited anti-money-laundering deficiencies2013UK-OFT£544,505
A C Steels Ltd tax violations2018UK-HMRC£549,314
Decon Ltd tax violations2017UK-HMRC£552,223
Diva Dee Limited tax violations2022UK-HMRC£556,881
Cocoon Wealth LLP tax violations2021UK-HMRC£559,739
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupfinancial servicesinvestor protection violation2014UK-FCA£560,000
Dubhe WTC Ltd tax violations2021UK-HMRC£563,996
Aluminium Recycling (UK) Ltd tax violations2016UK-HMRC£578,497
Hongkong Aibo Electronics Technology International Co Limited dba Poweradd tax violations2023UK-HMRC£591,744
UCS Trading Limited tax violations2020UK-HMRC£592,247
Commerzbank AGCommerzbankfinancial servicesinvestor protection violation2010UK-FSA£595,000
UAB Vaidmilda tax violations2022UK-HMRC£599,825
Sun Life Assurance Company of Canada (UK) LimitedSun Life Financialfinancial servicesinvestor protection violation2012UK-FSA£600,000
Boy Plant Ltd tax violations2022UK-HMRC£602,191
Mumbai Junction Ltd tax violations2019UK-HMRC£626,462
Clyde & Co LLP anti-money-laundering deficiencies2024UK-SDT£628,197
Swift 1st Limited mortgage abuses2011UK-FSA£630,000
Redstone Mortgages Limited mortgage abuses2010UK-FSA£630,000
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
Estrada Services Ltd tax violations2024UK-HMRC£640,193
Sunrise Brokers LLPBGC Partnersfinancial servicesanti-money-laundering deficiencies2021UK-FCA£642,400
SS Traders Ltd tax violations2019UK-HMRC£643,103
Mos Services Mid Ltd tax violations2022UK-HMRC£647,422
Hartel Ltd tax violations2020UK-HMRC£652,197
Co Project Ltd tax violations2023UK-HMRC£658,008
Raffles Cockapoos (DF) Ltd tax violations2024UK-HMRC£665,717
Touma Foreign Exchange Ltd anti-money-laundering deficiencies2019UK-HMRC£678,849
Vantage Capital Market LLP investor protection violation2010UK-FSA£700,000
RSM Tenon Financial Services LimitedRSM Groupbusiness servicesinvestor protection violation2010UK-FSA£700,000
Michaels Drinks Plus Ltd tax violations2020UK-HMRC£706,447
Smart Construction and Civil Engineering Limited dba Smart Plant Limited tax violations2018UK-HMRC£710,495
Siasa Telecom Ltd fka Executive Tools tax violations2022UK-HMRC£710,671
M & M (Cambridge) LLP tax violations2021UK-HMRC£720,900
G and GT Foods Limited tax violations2016UK-HMRC£723,333
Ramoo Associates UK Limited tax violations2018UK-HMRC£728,998
Biresa Limited dba Pomodoro E Basilico tax violations2020UK-HMRC£736,929
Red Jon Ltd tax violations2022UK-HMRC£739,931
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-ICAEW£750,000
Woodside Contracts Limited tax violations2023UK-HMRC£752,265
Northern Polymers Ltd tax violations2019UK-HMRC£773,075
FSport Ltd tax violations2023UK-HMRC£775,000
R. Raphael & Sons plc banking violation2019UK-FCA£775,100
Cotton Design Ltd tax violations2021UK-HMRC£779,691
Arrandco Audit Ltd. accounting fraud or deficiencies2018UK-FRC£790,000
Two Bros Restaurant Brands Ltd. fka MW Brands Ltd dba Sheere Khan's dba Oodles N'oodles tax violations2020UK-HMRC£798,806
Palms Palace Ltd tax violations2020UK-HMRC£803,537
IQ EQ (Jersey) Limited banking violation2022UK-JFSC£803,661
OTGP HK Trading Ltd tax violations2021UK-HMRC£822,910
Al Pacino Import and Export Limited tax violations2017UK-HMRC£831,269
Protego Security Services Limited tax violations2024UK-HMRC£839,306
C Mann Construction Limited tax violations2022UK-HMRC£850,781
Elite Luxury Watches Ltd tax violations2020UK-HMRC£869,064
Asia Research and Capital Management Ltd. investor protection violation2020UK-FCA£873,118
Anderson Security & Trading Limited dba Anderson Security Services tax violations2017UK-HMRC£880,365
Red Trading (UK) Ltd dba Redfiz Ltd. tax violations2017UK-HMRC£890,261
Canara Bank anti-money-laundering deficiencies2018UK-FCA£896,100
Cheshire Agricultural Contracting Limited tax violations2024UK-HMRC£897,618
Inspirational Financial Management Ltd investor protection violation2024UK-FCA£897,840
Nationwide Building SocietyNationwide Building Societyfinancial servicesbanking violation2020UK-CMA£900,000
SEI Investments (Europe) Limited investor protection violation2013UK-FCA£900,200
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
Carndale Enterprises Ltd tax violations2017UK-HMRC£940,429
Venatu Payroll Solutions Ltd fks RTS Payroll Solutions Ltd and Bondix Administration Ltd tax violations2023UK-HMRC£942,776
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
Fast Away Services Ltd tax violations2017UK-HMRC£945,285
Brewchoice Ltd tax violations2018UK-HMRC£956,388
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
Nicholas Kumasi Ltd tax violations2017UK-HMRC£977,819
Staffscanner Payroll Bureau Ltd fka Apollo Payroll Bureau Ltd tax violations2023UK-HMRC£990,703
Yildiz Import Enterprise Ltd tax violations2021UK-HMRC£993,255
Product Placement Sales and Marketing Consultants Limited tax violations2020UK-HMRC£1,006,335
The Royal Bank of Scotland International LimitedNatWest Group PLCfinancial servicesanti-money-laundering deficiencies2024UK-IOM£1,008,337
Interactive Brokers (UK)Interactive Brokers Groupfinancial servicesinvestor protection violation2018UK-FCA£1,049,412
Instinet Europe LimitedNomurafinancial servicesinvestor protection violation2010UK-FSA£1,050,000