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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
Raymat Quilts & Textiles (UK) Ltd tax violations2016UK-HMRC£35,112
Red Retro Wines Ltd tax violations2016UK-HMRC£34,435
Eurograph Computer Supplies Ltd tax violations2016UK-HMRC£33,525
Qmin Limited tax violations2016UK-HMRC£32,825
Otium Swindon Ltd dba Bushwackers tax violations2016UK-HMRC£31,258
Flaming Great tax violations2016UK-HMRC£27,130
Fraser McHugh Ltd tax violations2016UK-HMRC£27,012
The Paper Shop tax violations2016UK-HMRC£23,642
Eastern View Restaurant Ltd tax violations2016UK-HMRC£22,958
B J Plant & Sons tax violations2016UK-HMRC£22,240
Avenue Food & Wine Stores dba Cheema's Restaurant & Bar tax violations2016UK-HMRC£20,220
Rollmast Ltd tax violations2016UK-HMRC£19,557
Rhema Solutions Ltd tax violations2016UK-HMRC£16,414
Glass Bending UK Ltd tax violations2016UK-HMRC£15,534
Charlotte Bradley Transport Ltd tax violations2016UK-HMRC£12,877
Oxford Seating Company Ltd dba Chairtrader Ltd. tax violations2016UK-HMRC£12,453
London Football League Ltd tax violations2016UK-HMRC£6,863
Shipleys LLP accounting fraud or deficiencies2016UK-ICAEW£16,030
Jaffer & Co accounting fraud or deficiencies2016UK-ICAEW£11,780
Stewart & Partners accounting fraud or deficiencies2016UK-ICAEW£6,000
Spain Brothers & Co accounting fraud or deficiencies2016UK-ICAEW£2,000
P.J. Higgins & Co accounting fraud or deficiencies2016UK-ICAEW£1,250
Fitzgerald & Law LLP accounting fraud or deficiencies2016UK-ICAEW£1,500
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2016UK-ICAEW£5,358
SPW (UK) LLP accounting fraud or deficiencies2016UK-ICAEW£4,658
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£27,905
Humphrey & Co accounting fraud or deficiencies2016UK-ICAEW£7,661
Hudson THP Limited accounting fraud or deficiencies2016UK-ICAEW£6,350
Stopfords (Chesterfield) LLP accounting fraud or deficiencies2016UK-ICAEW£3,805
Begbies accounting fraud or deficiencies2016UK-ICAEW£2,400
Gibson Booth accounting fraud or deficiencies2016UK-ICAEW£17,505
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£12,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£2,350
Chantrey Vellacott DFK LLP accounting fraud or deficiencies2016UK-ICAEW£41,805
FKCA Limited accounting fraud or deficiencies2016UK-ICAEW£3,067
MG Associates Ltd accounting fraud or deficiencies2016UK-ICAEW£14,350
Cranleys Partnership LLP accounting fraud or deficiencies2016UK-ICAEW£11,567
David Lindon & Co accounting fraud or deficiencies2016UK-ICAEW£1,500
Integra Corporate Finance Limited accounting fraud or deficiencies2016UK-ICAEW£32,250
S4B (UK) Ltd accounting fraud or deficiencies2016UK-ICAEW£1,000
J H Greenwood FCA accounting fraud or deficiencies2016UK-ICAEW£323
Carter Backer Winter LLP accounting fraud or deficiencies2016UK-ICAEW£4,368
Macalvins Limited accounting fraud or deficiencies2016UK-ICAEW£19,305
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2016UK-ICAEW£4,700
Wilkins Kennedy LLP accounting fraud or deficiencies2016UK-ICAEW£21,634
Haines Watts Exeter LLP accounting fraud or deficiencies2016UK-ICAEW£15,613
Clear Vision Accountancy Ltd accounting fraud or deficiencies2016UK-ICAEW£10,305
Four Oaks Taxation & Accounting Services Limited accounting fraud or deficiencies2016UK-ICAEW£20,799
James Anderson & Co Limited accounting fraud or deficiencies2016UK-ICAS£1,000
QIB (UK) Plc internal controls deficiency2016UK-PRA£1,384,950
Millburn Insurance Company Limited internal controls deficiency2016UK-PRA£2,863,066
Marlborough Trust Company Limited investor protection violation2016UK-GFSC£100,000
Louvre Fund Services Limited investor protection violation2016UK-GFSC£42,000
Bordeaux Services (Guernsey) Limited investor protection violation2016UK-GFSC£100,000
Provident Trustees (Guernsey) Limited anti-money-laundering deficiencies2016UK-GFSC£42,000
Threadneedle Asset Management Limited investor protection violation2015UK-FCA£6,038,504
Barclays Bank plcBarclaysfinancial servicesanti-money-laundering deficiencies2015UK-FCA£72,069,400
John Joseph Financial Services Limited investor protection violation2015UK-FCA£20,000
Mineworld Limited investor protection violation2015UK-FCA£5,000,000
Da Vinci Invest Limited investor protection violation2015UK-FCA£1,460,000
Asia Resource Minerals plc fka Bumi plc investor protection violation2015UK-FCA£4,651,200
Merrill Lynch InternationalBank of Americafinancial servicesinvestor protection violation2015UK-FCA£13,285,900
The Bank of New York Mellon International Limited et al.Bank of New York Mellonfinancial servicesinvestor protection violation2015UK-FCA£126,000,000
Bank of Beirut (UK) Ltd anti-money-laundering deficiencies2015UK-FCA£2,100,000
Aviva Investors Global Services LimitedAviva PLCfinancial servicesinvestor protection violation2015UK-FCA£17,607,000
Reckitt Benckiser Group PlcReckitt Benckiserhousehold and personal care productsinvestor protection violation2015UK-FCA£539,800
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£227,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£162,500
Clays Farm Gold Centre tax violations2015UK-HMRC£46,781
Auto Partz Ltd tax violations2015UK-HMRC£42,628
K G Electrical Supplies UK Ltd. tax violations2015UK-HMRC£34,469
T.F. Solutions Limited tax violations2015UK-HMRC£27,470
Sheena Knitwear (M/CR) Limited tax violations2015UK-HMRC£20,572
Ashley Cash and Carry (UK) Ltd. tax violations2015UK-HMRC£13,699
Refac Ltd. tax violations2015UK-HMRC£12,986
Ridge Valley Roofing tax violations2015UK-HMRC£11,530
Holmfirth Consulting Ltd. tax violations2015UK-HMRC£10,972
Barlow Andrews LLP accounting fraud or deficiencies2015UK-ICAEW£15,880
KJA Kilner Johnson Limited accounting fraud or deficiencies2015UK-ICAEW£10,893
Mehta & Tengra anti-money-laundering deficiencies2015UK-ICAEW£7,505
The Mudd Partnership accounting fraud or deficiencies2015UK-ICAEW£24,905
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2015UK-ICAEW£345,000
Henn & Westwood accounting fraud or deficiencies2015UK-ICAEW£7,268
Geo Little Sebire & Co accounting fraud or deficiencies2015UK-ICAEW£4,667
Robertson Milroy Limited accounting fraud or deficiencies2015UK-ICAEW£14,380
Hill Osborne Ltd accounting fraud or deficiencies2015UK-ICAEW£10,380
R. Raphael & Sons Plc internal controls deficiency2015UK-PRA£1,278,165
Co-operative Bank PlcCo-operative Bankfinancial servicesinternal controls deficiency2015UK-PRA£0
Guernsey Financial Consultants Limited investor protection violation2015UK-GFSC£42,000
Woodlock Financial Services (1998) Limited investor protection violation2015UK-GFSC£28,000
Execution Noble & Company Limited investor protection violation2014UK-FCA£231,000
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCfinancial servicesbanking violation2014UK-FCA£42,000,000
Chase de Vere Independent Financial Advisers LimitedSwiss Life Groupfinancial servicesinvestor protection violation2014UK-FCA£560,000
Sesame LimitedAviva PLCfinancial servicesinvestor protection violation2014UK-FCA£1,598,000
Yorkshire Building SocietyYorkshire Building Societyfinancial servicesmortgage abuses2014UK-FCA£4,135,600
Barclays Bank plcBarclaysfinancial servicesinvestor protection violation2014UK-FCA£37,745,000
The Royal Bank of Scotland plc and National Westminster Bank PlcNatWest Group PLCfinancial servicesmortgage abuses2014UK-FCA£14,474,600
Deutsche Bank AGDeutsche Bankfinancial servicesinvestor protection violation2014UK-FCA£4,718,800
Credit Suisse InternationalUBSfinancial servicesinvestor protection violation2014UK-FCA£2,398,100