Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Sutton McGrath Hartley Ltd
Company City/Town: Sheffield
Company Nation/Region: England
Penalty: £5,358
Year: 2016
Date: 23 November, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Sutton McGrath Hartley Ltd, the Investigation Committee made an order that the firm be reprimanded, fined £2,650 and pay costs of £2,708 with respect to a complaint that it failed to comply with regulation 22 of the Clients' Money Regulations.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
Source of Data(click here)