Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Marlborough Trust Company Limited
Company County: Guernsey
Company Nation/Region: British Crown Dependency
Penalty: £100,000
Year: 2016
Date: 21 November, 2016
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: The Guernsey Financial Services Commission made a decision to impose a £100,000 penalty, having concluded that the company and the Directors' management and administration of asset holding companies wholly owned by a Guernsey closed ended investment fund, Arch Guernsey ICC Limited, exhibited serious breaches of the minimum licensing criteria for licensing.
Agency: Guernsey Financial Services Commission
Source of Data(click here)