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Violation Tracker UK Individual Case

Company: Reckitt Benckiser Group Plc
Current Parent CompanyReckitt Benckiser
Parent at the Time of the Penalty Announcement: Reckitt Benckiser
Penalty: £539,800
Year: 2015
Date: 13 January, 2015
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Reckett Benckiser paid a £539,800 fine in settlement of a finding by the FCA that the company had inadequate systems and controls to monitor share-dealing by its senior executives in its own shares, the disclosure and transparency rules being required to avoid suspicion of abusing inside information. There was no suggestion that the executives involved had traded on the basis of insider information or deliberately breached rules.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: household and personal care products
Specific Industry of Parent: personal care products
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