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Violation Tracker UK Individual Case

Company: KPMG LLP
Current Parent CompanyKPMG
Parent at the Time of the Penalty Announcement: KPMG
Company City/Town: London
Company Nation/Region: England
Penalty: £2,350
Year: 2016
Date: 12 October, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: KPMG LLP,15 Canada Square, London, E14 5GL, has agreed to pay a regulatory penalty of £2,350, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of Rule 4.01b of the Crown Dependency Audit Rules and Guidance (CD Rules), for allowing an audit report to be signed by an individual who had not confirmed, in writing, to the Jersey Financial Services Commission that he agreed to abide by the CD Rules.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
HQ Country of Parent: Netherlands
Ownership Structure of Parent: privately held
Major Industry of Parent: business services
Specific Industry of Parent: accounting services
Source of Data(click here)