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Violation Tracker UK Individual Case

Company: R. Raphael & Sons Plc
Penalty: £1,278,165
Year: 2015
Date: 27 November, 2015
Offence Group: financial offences
Offence Type: internal controls deficiency
Violation Description: The Prudential Regulation Authority announced that it has fined R. Raphael & Sons Plc £1,278,165 for potentially putting its safety and soundness at risk by failing to properly manage its outsourcing arrangements.
Action Type: agency action
Agency: Prudential Regulation Authority
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