Basic Search  |  Summaries  |  Advanced SearchPenalty: £2,863,066
Year: 2016
Date: 1 February, 2016
Offence Group: financial offences
Offence Type: internal controls deficiency
Violation Description: The Prudential Regulation Authority fined Millburn £2,863,066 for failing to run the business with due skill, care and diligence between 26 December 2010 and 18 September 2013. The CEO of the company was also fined.
Action Type: agency action
Agency: Prudential Regulation Authority
Source of Data: (click here)