Basic Search  |  Summaries  |  Advanced SearchPenalty: £20,000
Year: 2015
Date: 30 September, 2015
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: JJFS paid a £20,000 fine in settlement of a finding by the FCA that the company failed to ensure the suitability of its investment advice to customers.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
Source of Data: (click here)