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Violation Tracker UK Individual Case

Company: John Joseph Financial Services Limited
Penalty: £20,000
Year: 2015
Date: 30 September, 2015
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: JJFS paid a £20,000 fine in settlement of a finding by the FCA that the company failed to ensure the suitability of its investment advice to customers.
Action Type: agency action
Settlement Type: settlement of FCA Decision
Agency: Financial Conduct Authority
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