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Violation Tracker UK Individual Case

Company: Jaffer & Co
Company City/Town: London
Company Nation/Region: England
Penalty: £11,780
Year: 2016
Date: 29 December, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: With the agreement of Jaffer & Co of London, United Kingdom, the Investigation Committee made an order that the firm be severely reprimanded, fined £10,000 and pay costs of £1,780 with respect to a complaint that it failed to provide information requested in a professional clearance letter and asked for payment for the information, both contrary to the Code of Ethics.
Action Type: agency action
Settlement Type: Consent Order
Agency: Institute of Chartered Accountants in England and Wales
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