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Violation Tracker UK Individual Case

Company: J H Greenwood FCA
Company City/Town: Berwick upon Tweed
Company Nation/Region: England
Penalty: £323
Year: 2016
Date: 27 July, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: J.H. Greenwood & Company,Ava Lodge, Castle Terrace,Berwick-upon-Tweed, TD15 1NP, has agreed to pay a regulatory penalty of £323, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.11c and 6.06 in that the firm: 1. failed to notify ICAEW of the resignation of a partner; 2. failed to re-apply for audit registration following a change of legal entity; and 3. for the incorrect statements on the firm's 2015 annual return.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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