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Violation Tracker UK Individual Case

Company: QIB (UK) Plc
Penalty: £1,384,950
Year: 2016
Date: 8 April, 2016
Offence Group: financial offences
Offence Type: internal controls deficiency
Violation Description: The Prudential Regulation Authority imposed a fine of £1,384,950 on QIB (UK) Plc, for significant failings in assessing, maintaining and reporting to the regulator on its financial resources.
Action Type: agency action
Agency: Prudential Regulation Authority
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