Basic Search  |  Summaries  |  Advanced SearchPenalty: £1,384,950
Year: 2016
Date: 8 April, 2016
Offence Group: financial offences
Offence Type: internal controls deficiency
Violation Description: The Prudential Regulation Authority imposed a fine of £1,384,950 on QIB (UK) Plc, for significant failings in assessing, maintaining and reporting to the regulator on its financial resources.
Action Type: agency action
Agency: Prudential Regulation Authority
Source of Data: (click here)