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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence TypeYear sort iconAgencyPenalty Amount
Horsfield-Smith Limited accounting fraud or deficiencies2018UK-ICAEW£907
OBC The Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£850
Auker Rhodes Professional Services LLP accounting fraud or deficiencies2018UK-ICAEW£19,930
Currie Accountancy Limited accounting fraud or deficiencies2018UK-ICAEW£5,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£50,755
AEL Partners LLP accounting fraud or deficiencies2018UK-ICAEW£7,138
AEL Markhams Ltd accounting fraud or deficiencies2018UK-ICAEW£2,610
Hodgsons accounting fraud or deficiencies2018UK-ICAEW£7,500
Mitchells (Derbyshire) Limited accounting fraud or deficiencies2018UK-ICAEW£3,800
MCA Breslins Solihull Ltd accounting fraud or deficiencies2018UK-ICAEW£500
Howard Worth accounting fraud or deficiencies2018UK-ICAEW£3,500
Michael J Dodden & Co anti-money-laundering deficiencies2018UK-ICAEW£7,443
Hatfield & John Ltd accounting fraud or deficiencies2018UK-ICAEW£2,230
Feltons (Bham) Limited accounting fraud or deficiencies2018UK-ICAEW£943
G P Boyle & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£3,613
H Miller Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
K.P. Doherty & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Barber Harrison & Platt accounting fraud or deficiencies2018UK-ICAEW£1,000
Thaker & Co. accounting fraud or deficiencies2018UK-ICAEW£575
Broadhead Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£9,768
Cloud Genie Ltd accounting fraud or deficiencies2018UK-ICAEW£5,068
A B Accounting and Consulting Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
Critchleys Probate Services LLP accounting fraud or deficiencies2018UK-ICAEW£500
Magma Audit LLP accounting fraud or deficiencies2018UK-ICAEW£4,209
Matravers accounting fraud or deficiencies2018UK-ICAEW£1,000
Anderson Musaamil & Co accounting fraud or deficiencies2018UK-ICAEW£500
DHB Accountants Limited accounting fraud or deficiencies2018UK-ICAEW£500
Kingett's accounting fraud or deficiencies2018UK-ICAEW£500
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,500
Brooks Mayfield Limited accounting fraud or deficiencies2018UK-ICAEW£7,500
BDO LimitedBDO Internationalbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,593
BBK Partnership accounting fraud or deficiencies2018UK-ICAEW£4,805
Haines Watts Birmingham LLP accounting fraud or deficiencies2018UK-ICAEW£4,136
Chantrey Vellacott accounting fraud or deficiencies2018UK-ICAEW£3,980
Gatley Read accounting fraud or deficiencies2018UK-ICAEW£2,000
Ridehalgh Limited accounting fraud or deficiencies2018UK-ICAEW£3,300
Sheppard & Co Limited accounting fraud or deficiencies2018UK-ICAEW£2,495
Jones Boyd (Durham) Limited accounting fraud or deficiencies2018UK-ICAEW£1,000
C.J. Lucking & Co accounting fraud or deficiencies2018UK-ICAEW£1,000
Aspen Waite Limited accounting fraud or deficiencies2018UK-ICAEW£24,000
Crowe U.K. LLP accounting fraud or deficiencies2018UK-ICAEW£18,317
Ripe LLP accounting fraud or deficiencies2018UK-ICAEW£5,488
Attwood & Co accounting fraud or deficiencies2018UK-ICAEW£5,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£40,000
Haywood & Co LLP accounting fraud or deficiencies2018UK-ICAEW£1,500
Creaseys Group Limited accounting fraud or deficiencies2018UK-ICAEW£10,000
Calicon and Associates accounting fraud or deficiencies2018UK-ICAEW£1,000
K.N. Shah & Co accounting fraud or deficiencies2018UK-ICAEW£1,143
King Hope Limited accounting fraud or deficiencies2018UK-ICAEW£26,143
SDC (2012) Limited accounting fraud or deficiencies2018UK-ICAEW£19,005
Sutton McGrath Hartley Ltd accounting fraud or deficiencies2018UK-ICAEW£30,405
Foster & Co Ltd accounting fraud or deficiencies2018UK-ICAEW£2,500
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-ICAEW£2,350
Hart Shaw accounting fraud or deficiencies2018UK-ICAEW£11,018
Gerald Edelman accounting fraud or deficiencies2018UK-ICAEW£8,250
Nyman Libson Paul accounting fraud or deficiencies2018UK-ICAEW£4,393
Bracken Rothwell Limited accounting fraud or deficiencies2018UK-ICAEW£4,350
Radford & Sergeant Limited accounting fraud or deficiencies2018UK-ICAEW£4,000
Quay Business Advice Limited accounting fraud or deficiencies2018UK-ICAEW£915
Bristow Still accounting fraud or deficiencies2018UK-ICAEW£6,350
Butterworth Barlow Limited accounting fraud or deficiencies2018UK-ICAEW£6,896
Moore Kingston Smith LLP accounting fraud or deficiencies2018UK-ICAEW£4,218
Prestons & Jacksons Partnership LLP accounting fraud or deficiencies2018UK-ICAEW£2,500
Ross & Company accounting fraud or deficiencies2018UK-ICAS£3,450
Countrywide Estate Agents anti-money-laundering deficiencies2018UK-HMRC£215,000
Tepilo Limited anti-money-laundering deficiencies2018UK-HMRC£52,691
UK Settled Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Rishworth Baxter Limited anti-money-laundering deficiencies2018UK-HMRC£3,245
Phantom Motor Company Limited anti-money-laundering deficiencies2018UK-HMRC£500
Delta Tax Agents Ltd anti-money-laundering deficiencies2018UK-HMRC£5,992
Sheridans Ltd anti-money-laundering deficiencies2018UK-HMRC£3,553
Vail Williams LLP anti-money-laundering deficiencies2018UK-HMRC£3,462
EZI Tax Ltd anti-money-laundering deficiencies2018UK-HMRC£500
Richmond Fiduciary Group Limited anti-money-laundering deficiencies2018UK-GFSC£45,500
Apex Fund Services (IOM) Limited anti-money-laundering deficiencies2018UK-IOM£91,682
Tejoori Limited investor protection violation2017UK-FCA£70,000
Merrill Lynch InternationalBank of Americafinancial servicesinvestor protection violation2017UK-FCA£34,524,000
Rio Tinto plcRio Tintomining and mineralsaccounting fraud or deficiencies2017UK-FCA£27,385,400
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017UK-FCA£163,076,224
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,600,000
PwC LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,000,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Premier Metals (Leeds) Ltd tax violations2017UK-HMRC£4,685,825
Fowler Oldfield Ltd tax violations2017UK-HMRC£3,488,081
T W Telecommunications Ltd tax violations2017UK-HMRC£1,744,452
Meadowhall Wholesale Ltd dba Meadowhall Cash and Carry tax violations2017UK-HMRC£1,379,026
Deluxe Corporate Solutions Ltd tax violations2017UK-HMRC£1,224,362
Nicholas Kumasi Ltd tax violations2017UK-HMRC£977,819
Fast Away Services Ltd tax violations2017UK-HMRC£945,285
Carndale Enterprises Ltd tax violations2017UK-HMRC£940,429
Anderson Security & Trading Limited dba Anderson Security Services tax violations2017UK-HMRC£880,365
Halo Trading Limited tax violations2017UK-HMRC£492,707
Deltasourcing Traders Ltd tax violations2017UK-HMRC£402,176
Maaz Supermarket Ltd tax violations2017UK-HMRC£257,148
Newland Park Manor Ltd tax violations2017UK-HMRC£195,081
Five Hands Limited dba Milano Pizza tax violations2017UK-HMRC£184,074
Data People (Staffing) Ltd dba Out Staff Ltd. tax violations2017UK-HMRC£169,877
Surrey Pubs And Inns Ltd tax violations2017UK-HMRC£167,838
Scrap Safe Ltd tax violations2017UK-HMRC£132,481