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Violation Tracker UK Individual Case

Company: Stewart & Partners
Company City/Town: Borehamwood
Company Nation/Region: England
Penalty: £6,000
Year: 2016
Date: 7 December, 2016
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Stewart & Partners, 232 Kinetic Business Centre, Theobald Street, Elstree, Borehamwood, Hertfordshire, WD6 4PJ, has agreed to pay a regulatory penalty of £6,000, which was decided by the Audit Registration Committee. This was in view of the firm's failure to obtain an external hot file review, as required by the committee, to safeguard against a threat to its independence.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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