| Parkview Cafe | | | tax violations | 2023 | UK-HMRC | £52,282 |
| Apparel Export Ltd | | | tax violations | 2023 | UK-HMRC | £52,252 |
| Best Kebab | | | tax violations | 2023 | UK-HMRC | £51,668 |
| Valley Kebabs | | | tax violations | 2023 | UK-HMRC | £51,257 |
| Able Sports Management Ltd | | | tax violations | 2023 | UK-HMRC | £50,634 |
| Snowflakes Dessert Bar & Deli | | | tax violations | 2023 | UK-HMRC | £50,142 |
| Connexus Restaurant Limited (Trading as ‘Shimla Pinks’) | | | tax violations | 2023 | UK-HMRC | £49,221 |
| Dong Ying 1982 Ltd (Formerly trading as ‘Legal Food’) | | | tax violations | 2023 | UK-HMRC | £46,319 |
| Eastern Foods (Harehills) Ltd (Trading as ‘Eastern Foods’) | | | tax violations | 2023 | UK-HMRC | £45,444 |
| Knockout Kitchen Ltd | | | tax violations | 2023 | UK-HMRC | £45,411 |
| Quick Cladding Solutions Limited | | | tax violations | 2023 | UK-HMRC | £44,179 |
| Aerovision IT | | | tax violations | 2023 | UK-HMRC | £42,236 |
| AGCS | | | tax violations | 2023 | UK-HMRC | £38,840 |
| Computer Matrix Ltd | | | tax violations | 2023 | UK-HMRC | £37,940 |
| The Smile Zone | | | tax violations | 2023 | UK-HMRC | £37,846 |
| GM Service & Logistics Ltd | | | tax violations | 2023 | UK-HMRC | £35,676 |
| SMT Food Limited (Formerly trading as ‘The Rib Shack’) | | | tax violations | 2023 | UK-HMRC | £35,300 |
| Masala 23 Ltd (Formerly trading as ‘Mama Masala’) | | | tax violations | 2023 | UK-HMRC | £35,039 |
| Ruro Ltd | | | tax violations | 2023 | UK-HMRC | £34,434 |
| Hot Flame World Buffet Limited (Formerly trading as ‘Hot Flame World Buffet’) | | | tax violations | 2023 | UK-HMRC | £33,416 |
| Istanbul Kebabs | | | tax violations | 2023 | UK-HMRC | £32,171 |
| VIO Contractors Limited | | | tax violations | 2023 | UK-HMRC | £32,028 |
| Richard Cree Limited (Trading as ‘Landscaping Scotland’) | | | tax violations | 2023 | UK-HMRC | £29,788 |
| Time for Thai | | | tax violations | 2023 | UK-HMRC | £28,915 |
| Prono Ltd | | | tax violations | 2023 | UK-HMRC | £26,961 |
| Sina Grupa Ltd (Trading as ‘Anni’s’) | | | tax violations | 2023 | UK-HMRC | £25,254 |
| PJA Promotions Limited | | | tax violations | 2023 | UK-HMRC | £22,509 |
| Mah Ltd trading as The New Jewel | | | tax violations | 2023 | UK-HMRC | £21,988 |
| J O Lindsay Contractors (UK) Limited | | | tax violations | 2023 | UK-HMRC | £21,961 |
| Atlas Cleaning Services | | | tax violations | 2023 | UK-HMRC | £21,899 |
| Periliciouz | | | tax violations | 2023 | UK-HMRC | £21,798 |
| ITL Motor Group Ltd | | | tax violations | 2023 | UK-HMRC | £21,767 |
| Tulips Care Homes Limited | | | tax violations | 2023 | UK-HMRC | £21,755 |
| Fusion Etc Limited (Trading as ‘House of Agnes’) | | | tax violations | 2023 | UK-HMRC | £20,927 |
| Al Safina Limited (Formerly trading as ‘Sky Fries’) | | | tax violations | 2023 | UK-HMRC | £17,521 |
| Equileben - UK Ltd | | | tax violations | 2023 | UK-HMRC | £14,891 |
| Zabka Polski Sklep | | | tax violations | 2023 | UK-HMRC | £13,222 |
| Fides Corporate Services Limited | | | anti-money-laundering deficiencies | 2024 | UK-GFSC | £140,000 |
| Crescendo Advisors International Limited | | | anti-money-laundering deficiencies | 2022 | UK-GFSC | £203,000 |
| Artemis Trustees Limited | | | investor protection violation | 2022 | UK-GFSC | £450,000 |
| Hansard Limited | | | anti-money-laundering deficiencies | 2021 | UK-GFSC | £140,000 |
| Safehaven International Limited | | | anti-money-laundering deficiencies | 2020 | UK-GFSC | £100,000 |
| Global Insurance Group Limited | | | insurance violation | 2020 | UK-GFSC | £42,000 |
| Standard Chartered Trust (Guernsey) Limited | | | anti-money-laundering deficiencies | 2020 | UK-GFSC | £140,000 |
| Criteria Wealth Management Limited | | | investor protection violation | 2020 | UK-GFSC | £0 |
| Louvre Fund Services Limited | | | investor protection violation | 2020 | UK-GFSC | £77,000 |
| Certes Capital Limited (formerly Marlborough Pension Trustees Limited) | | | investor protection violation | 2019 | UK-GFSC | £0 |
| Louvre Trust (Guernsey Limited) | | | anti-money-laundering deficiencies | 2019 | UK-GFSC | £70,000 |
| Vida Financial Services Limited | | | investor protection violation | 2019 | UK-GFSC | £30,000 |
| Richmond Fiduciary Group Limited | | | anti-money-laundering deficiencies | 2018 | UK-GFSC | £45,500 |
| Blenheim Fiduciary Group Limited | | | anti-money-laundering deficiencies | 2017 | UK-GFSC | £70,000 |
| Capital Solutions Limited | | | investor protection violation | 2017 | UK-GFSC | £0 |
| Marlborough Trust Company Limited | | | investor protection violation | 2016 | UK-GFSC | £100,000 |
| Louvre Fund Services Limited | | | investor protection violation | 2016 | UK-GFSC | £42,000 |
| Bordeaux Services (Guernsey) Limited | | | investor protection violation | 2016 | UK-GFSC | £100,000 |
| Provident Trustees (Guernsey) Limited | | | anti-money-laundering deficiencies | 2016 | UK-GFSC | £42,000 |
| Guernsey Financial Consultants Limited | | | investor protection violation | 2015 | UK-GFSC | £42,000 |
| Woodlock Financial Services (1998) Limited | | | investor protection violation | 2015 | UK-GFSC | £28,000 |
| Guernsey Insurance Brokers Limited | | | investor protection violation | 2014 | UK-GFSC | £8,000 |
| Ahli United Bank (UK) PLC | | | anti-money-laundering deficiencies | 2014 | UK-GFSC | £70,000 |
| Willow Trust Limited | | | anti-money-laundering deficiencies | 2014 | UK-GFSC | £30,000 |
| The Channel Islands Stock Exchange, LBG | | | investor protection violation | 2014 | UK-GFSC | £190,000 |
| Generali Worldwide Insurance Company Limited | Assicurazioni Generali | financial services | insurance violation | 2013 | UK-GFSC | £150,000 |
| DB UK Bank Limited dba DB Mortgages | Deutsche Bank | financial services | mortgage abuses | 2010 | UK-FSA | £2,340,000 |
| EFG Private Bank Ltd | | | anti-money-laundering deficiencies | 2013 | UK-FSA | £4,200,000 |
| The Prudential Assurance Company Limited | M&G PLC | financial services | investor protection violation | 2013 | UK-FSA | £16,000,000 |
| Prudential plc | Prudential PLC | financial services | investor protection violation | 2013 | UK-FSA | £14,000,000 |
| Care Asset Management Limited | | | investor protection violation | 2013 | UK-FSA | £56,000 |
| Lamprell plc | | | investor protection violation | 2013 | UK-FSA | £2,428,300 |
| Nestor Healthcare Group Limited | | | investor protection violation | 2013 | UK-FSA | £175,000 |
| UBS AG | UBS | financial services | investor protection violation | 2013 | UK-FSA | £9,450,000 |
| Cheshire Mortgage Corporation Limited | | | mortgage abuses | 2012 | UK-FSA | £1,225,000 |
| UBS AG | UBS | financial services | investor protection violation | 2012 | UK-FSA | £29,700,000 |
| Savoy Investment Management Limited | | | investor protection violation | 2012 | UK-FSA | £412,000 |
| Plus500UK Limited | Plus500 Limited | financial services | investor protection violation | 2012 | UK-FSA | £205,128 |
| James Sharp and Company | | | investor protection violation | 2012 | UK-FSA | £49,000 |
| Sun Life Assurance Company of Canada (UK) Limited | Sun Life Financial | financial services | investor protection violation | 2012 | UK-FSA | £600,000 |
| Pi Financial Limited | | | investor protection violation | 2012 | UK-FSA | £58,300 |
| Blackrock Investment Management (UK) Limited | BlackRock | financial services | investor protection violation | 2012 | UK-FSA | £9,533,100 |
| Turkish Bank (UK) Ltd | | | anti-money-laundering deficiencies | 2012 | UK-FSA | £294,000 |
| Mosley & Company | | | investor protection violation | 2012 | UK-FSA | £10,500 |
| Habib Bank AG Zurich | | | anti-money-laundering deficiencies | 2012 | UK-FSA | £525,000 |
| Martin Currie Investment Management Limited and Martin Currie Inc | | | investor protection violation | 2012 | UK-FSA | £3,500,000 |
| Exillon Energy plc | | | investor protection violation | 2012 | UK-FSA | £292,950 |
| Accendo Markets Limited | | | investor protection violation | 2012 | UK-FSA | £56,000 |
| Christchurch Investment Management Limited | | | investor protection violation | 2012 | UK-FSA | £26,600 |
| Coutts & Company | NatWest Group PLC | financial services | anti-money-laundering deficiencies | 2012 | UK-FSA | £8,750,000 |
| Santander UK plc | Banco Santander | financial services | investor protection violation | 2012 | UK-FSA | £1,500,000 |
| Greenlight Capital Inc. | | | insider trading | 2012 | UK-FSA | £3,650,795 |
| Topps Rogers Financial Management | | | investor protection violation | 2012 | UK-FSA | £97,600 |
| Integrated Financial Arrangements plc | IntegraFin Holdings PLC | financial services | investor protection violation | 2011 | UK-FSA | £3,500,000 |
| HSBC Bank plc | HSBC | financial services | investor protection violation | 2011 | UK-FSA | £10,500,000 |
| McInroy & Wood Limited | | | investor protection violation | 2011 | UK-FSA | £15,050 |
| Coutts & Company | NatWest Group PLC | financial services | investor protection violation | 2011 | UK-FSA | £6,300,000 |
| Credit Suisse (UK) Limited | UBS | financial services | investor protection violation | 2011 | UK-FSA | £5,950,000 |
| Towry Investment Management Limited | | | investor protection violation | 2011 | UK-FSA | £494,900 |
| Rockingham Independent Limited | | | investor protection violation | 2011 | UK-FSA | £35,000 |
| Lewis Partnership | | | mortgage abuses | 2011 | UK-FSA | £106,499 |
| Swift 1st Limited | | | mortgage abuses | 2011 | UK-FSA | £630,000 |
| Fox Hayes | | | investor protection violation | 2011 | UK-FSA | £454,770 |
| Bank of Scotland Plc | Lloyds Banking Group | financial services | investor protection violation | 2011 | UK-FSA | £3,500,000 |
