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Violation Tracker UK Individual Case

Company: Christchurch Investment Management Limited
Penalty: £26,600
Year: 2012
Date: 29 March, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Christchurch paid a £26,600 fine in settlement of a finding by the FSA that the company failed to comply with rules requiring adequate protection of investment clients' money and assets, although no losses occured.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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