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Violation Tracker UK Individual Case

Company: Crescendo Advisors International Limited
Company County: Guernsey
Company Nation/Region: British Crown Dependency
Penalty: £203,000
Year: 2022
Date: 30 December, 2022
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: The Guernsey Financial Services Commission made a decision to impose a £203,000 penalty having concluded that the company had failed to effectively identify, monitor and manage some of the financial crime risks associated with its clients as required by the Regulations.
Settlement Type: Settlement with the GFSC
Agency: Guernsey Financial Services Commission
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