Basic Search  |  Summaries  |  Advanced SearchCompany County: Guernsey
Company Nation/Region: British Crown Dependency
Penalty: £140,000
Year: 2021
Date: 20 December, 2021
Offence Group: financial offences
Offence Type: anti-money-laundering deficiencies
Violation Description: The Guernsey Financial Services Commission made a decision to impose a £140,000 penalty having concluded that the company had failed to effectively identify, monitor and manage some of the financial crime risks associated with its clients as required by the Regulations.
Settlement Type: Settlement with the GFSC
Agency: Guernsey Financial Services Commission
Source of Data: (click here)