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Violation Tracker UK Individual Case

Company: Care Asset Management Limited
Penalty: £56,000
Year: 2013
Date: 27 March, 2013
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Care Asset Management paid a £56,000 fine in settlement of a finding by the FSA that the company failed to provide suitable financial advice in relation to the sales of Keydata Products and failed to understand and communicate the levels of risk in sales.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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