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Violation Tracker UK Individual Case

Company: Accendo Markets Limited
Penalty: £56,000
Year: 2012
Date: 29 March, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Accendo paid a £56,000 fine in settlement of a finding by the FSA that the company failed to have adequate risk management systems in its CFD trading and failed ensure the suitability of investment advice to customers.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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