Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Individual Case

Company: Mosley & Company
Penalty: £10,500
Year: 2012
Date: 7 June, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: The individual trading as Mosley & Company was ordered to pay a £10,500 fine following a finding by the FSA that they failed to treat customers fairly and failed to ensure the suitability of investment advice to customers.
Action Type: agency action
Agency: Financial Services Authority
Source of Data(click here)