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Violation Tracker UK Individual Case

Company: Savoy Investment Management Limited
Penalty: £412,000
Year: 2012
Date: 13 November, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Savoy Investment paid a £412,000 fine in settlement of a finding by the FSA that the company failed to take reasonable care to ensure the suitability of investment portfolios for its clients.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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