Basic Search  |  Summaries  |  Advanced SearchPenalty: £292,950
Year: 2012
Date: 26 April, 2012
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Exillon paid a £292,950 fine in settlement of a finding by the FSA that the company had inadequate systems and controls to monitor transactions with its senior executives. There was no suggestion that the executive and company had benefited unfairly or deliberately breached rules.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
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