Basic Search  |  Summaries  |  Advanced SearchCompany County: Guernsey
Company Nation/Region: British Crown Dependency
Penalty: £190,000
Year: 2014
Date: 31 January, 2014
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: The Channel Islands Stock Exchange agreed to pay a £190,000 penalty as part of a settlement of an enforcement recommendation over it handling of transactions in the listed securities of Arch Guernsey ICC Limited or its incorporated cells, which transactions had been implicated in possible market manipulation and other forms of irregular trading.
Settlement Type: Settlement with the GFSC
Agency: Guernsey Financial Services Commission
Source of Data: (click here)