Scottish Equitable PLC | Aegon | investor protection violation | 2010 | UK-FSA | £2,800,000 |
Goldman Sachs International | Goldman Sachs | investor protection violation | 2010 | UK-FSA | £17,500,000 |
Societe Generale | Societe Generale | investor protection violation | 2010 | UK-FSA | £1,575,000 |
Rowan Dartington & Co Limited | St. James's Place PLC | investor protection violation | 2010 | UK-FSA | £511,000 |
Close Investments Limited | Close Brothers Group PLC | investor protection violation | 2010 | UK-FSA | £98,000 |
J.P. Morgan Securities Ltd. | JPMorgan Chase | investor protection violation | 2010 | UK-FSA | £33,320,000 |
Commerzbank AG | Commerzbank | investor protection violation | 2010 | UK-FSA | £595,000 |
Winterflood Securities Limited | Close Brothers Group PLC | investor protection violation | 2010 | UK-FSA | £4,052,500 |
Credit Suisse Securities (Europe) Limited et al. | UBS | investor protection violation | 2010 | UK-FSA | £1,750,000 |
Instinet Europe Limited | Nomura | investor protection violation | 2010 | UK-FSA | £1,050,000 |
Standard Life Assurance Limited | Phoenix Group Holdings PLC | investor protection violation | 2010 | UK-FSA | £2,450,000 |
PayPal Holdings, Inc. and PayPal (Europe) Sarl et Cie SCA and PayPal SE | PayPal Holdings | investor protection violation | 2019 | UK-CMA | £250,000 |
GAM International Management Ltd | GAM Holding AG | investor protection violation | 2022 | UK-FCA | £9,103,523 |
Citigroup Global Markets Limited | Citigroup | investor protection violation | 2022 | UK-FCA | £12,553,800 |
Julius Baer International Limited | Julius Baer Group | investor protection violation | 2022 | UK-FCA | £18,022,500 |
Stagecoach Devon Ltd t/a Stagecoach South West | Deutsche Bank | labour standards violation | 2018 | UK-ET | £5,500 |
Nationwide Building Society | Nationwide Building Society | labour standards violation | 2021 | UK-ET | £345,708 |
Solus London Ltd | Aviva PLC | labour standards violation | 2018 | UK-ET | £1,000 |
Lloyds Banking Group plc | Lloyds Banking Group | labour standards violation | 2023 | UK-ET | £473,148 |
Connells Residential | Skipton Building Society | labour standards violation | 2024 | UK-BEIS | £17,087 |
Roadchef Limited | Macquarie | labour standards violation | 2024 | UK-BEIS | £119,272 |
Neovia Logistics Services (UK) Limited | Goldman Sachs | labour standards violation | 2017 | UK-ET | £30,000 |
HSBC Bank Plc | HSBC | labour standards violation | 2017 | UK-ET | £11,803 |
The Royal Bank of Scotland plc | NatWest Group PLC | labour standards violation | 2017 | UK-ET | £20,870 |
Lloyds Bank Plc | Lloyds Banking Group | labour standards violation | 2017 | UK-ET | £53,922 |
Lloyds Banking Group plc | Lloyds Banking Group | labour standards violation | 2017 | UK-ET | £5,043 |
The Royal Bank of Scotland plc | NatWest Group PLC | labour standards violation | 2017 | UK-ET | £3,148 |
Citibank N.A. | Citigroup | labour standards violation | 2017 | UK-ET | £103,335 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2017 | UK-ET | £9,114 |
Natwest Markets plc | NatWest Group PLC | labour standards violation | 2021 | UK-ET | £3,999 |
HSBC UK Bank Ltd | HSBC | labour standards violation | 2021 | UK-ET | £13,802 |
Barclays Bank UK plc | Barclays | labour standards violation | 2021 | UK-ET | £9,692 |
Newday Cards Ltd | NewDay Limited | labour standards violation | 2021 | UK-ET | £500 |
The Yorkshire Traction Company Ltd | Deutsche Bank | labour standards violation | 2021 | UK-ET | £4,492 |
DL Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,649 |
AWP Assistance UK Ltd T/a Allianz Partners | Allianz | labour standards violation | 2020 | UK-ET | £17,859 |
Citibank N.A | Citigroup | labour standards violation | 2020 | UK-ET | £75,427 |
Connells Residential | Skipton Building Society | labour standards violation | 2020 | UK-ET | £2,750 |
DL Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £36,998 |
DL Insurance Services plc and others | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
Connells Residential dba Connells Estate Agents | Skipton Building Society | labour standards violation | 2016 | UK-BEIS | £2,049 |
DL Insurance Services Limited | Direct Line Insurance Group PLC | labour standards violation | 2020 | UK-ET | £11,216 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2020 | UK-ET | £10,828 |
AXA PPP HEALTHCARE GROUP LTD | AXA | labour standards violation | 2020 | UK-ET | £4,128 |
Santander UK Plc | Banco Santander | labour standards violation | 2020 | UK-ET | £19,702 |
Barclays Bank UK plc | Barclays | labour standards violation | 2020 | UK-ET | £15,010 |
Southern Water Services Ltd | Macquarie | labour standards violation | 2020 | UK-ET | £1,303 |
MBNA Limited | Lloyds Banking Group | labour standards violation | 2020 | UK-ET | £20,968 |
EUI Ltd | Admiral Group | labour standards violation | 2019 | UK-ET | £40,000 |
HBOS Plc | Lloyds Banking Group | labour standards violation | 2019 | UK-ET | £49,457 |
Credit Suisse Services, AG | UBS | labour standards violation | 2021 | UK-ET | £20,000 |
Lloyds Banking Group | Lloyds Banking Group | labour standards violation | 2021 | UK-ET | £4,300 |
Royal Bank of Canada | Royal Bank of Canada | labour standards violation | 2021 | UK-ET | £1,112,956 |
Lloyds Bank Plc | Lloyds Banking Group | labour standards violation | 2019 | UK-ET | £7,500 |
Busways Travel Services Limited | Deutsche Bank | labour standards violation | 2021 | UK-ET | £32,299 |
Barclays Bank Plc | Barclays | labour standards violation | 2019 | UK-ET | £9,155 |
The Co-Operative Bank PLC | Co-operative Bank | labour standards violation | 2019 | UK-ET | £4,775 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £2,140 |
BGC Technology International Ltd | BGC Partners | labour standards violation | 2022 | UK-ET | £15,725 |
Lloyds Bank plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £84,419 |
J P Morgan Securities plc | JPMorgan Chase | labour standards violation | 2021 | UK-ET | £1,145,247 |
A J Bell plc | AJ Bell PLC | labour standards violation | 2020 | UK-ET | £20,483 |
BNP Paribas London Branch | BNP Paribas | labour standards violation | 2019 | UK-ET | £2,081,449 |
Greater Manchester Buses South Ltd T/a Stagecoach Manchester | Deutsche Bank | labour standards violation | 2022 | UK-ET | £4,306 |
Societe Generale Equipment Finance Ltd | Societe Generale | labour standards violation | 2022 | UK-ET | £1,115 |
East London Bus & Coach Company Ltd | Deutsche Bank | labour standards violation | 2022 | UK-ET | £13,668 |
Lloyds Bank PLC | Lloyds Banking Group | labour standards violation | 2019 | UK-ET | £711 |
Newday Cards Limited | NewDay Limited | labour standards violation | 2019 | UK-ET | £18,599 |
Royal Bank of Canada | Royal Bank of Canada | labour standards violation | 2019 | UK-ET | £8,100 |
Tullett Prebon Group | TP ICAP PLC | labour standards violation | 2019 | UK-ET | £69,682 |
Barclays Services Ltd | Barclays | labour standards violation | 2019 | UK-ET | £947,585 |
HBOS plc | Lloyds Banking Group | labour standards violation | 2022 | UK-ET | £22,304 |
AXA Investment Managers Ltd | AXA | labour standards violation | 2019 | UK-ET | £8,000 |
Commerzbank AG | Commerzbank | labour standards violation | 2022 | UK-ET | £300,684 |
The Royal Bank of Scotland PLC | NatWest Group PLC | labour standards violation | 2018 | UK-ET | £6,509 |
Greater Manchester Buses (South) Limited | Deutsche Bank | labour standards violation | 2018 | UK-ET | £40,354 |
BNP Paribas Real Estate Advisory & Property Management UK Limited | BNP Paribas | labour standards violation | 2023 | UK-BEIS | £933 |
Co-operative Bank plc | Co-operative Bank | labour standards violation | 2023 | UK-ET | £19,191 |
American Express Services Europe Limited | American Express | labour standards violation | 2018 | UK-ET | £3,300 |
Bank of Ireland | Bank of Ireland | labour standards violation | 2021 | UK-ECNI | £18,483 |
National Westminster Bank plc | NatWest Group PLC | labour standards violation | 2023 | UK-ET | £87,699 |
Swiss Re Corporate Solutions Services Ltd | Swiss Re | labour standards violation | 2023 | UK-ET | £1,287 |
Direct Line Insurance Services Ltd | Direct Line Insurance Group PLC | labour standards violation | 2023 | UK-ET | £64,645 |
Buck Consultants Limited | Arthur J. Gallagher & Co. | labour standards violation | 2022 | UK-EHRC | £0 |
DB UK Bank Limited dba DB Mortgages | Deutsche Bank | mortgage abuses | 2010 | UK-FSA | £2,340,000 |
Lloyds Bank plc and Bank of Scotland plc and The Mortgage Business plc | Lloyds Banking Group | mortgage abuses | 2020 | UK-FCA | £64,046,800 |
Yorkshire Building Society | Yorkshire Building Society | mortgage abuses | 2014 | UK-FCA | £4,135,600 |
The Royal Bank of Scotland plc and National Westminster Bank Plc | NatWest Group PLC | mortgage abuses | 2014 | UK-FCA | £14,474,600 |
Aviva | Aviva PLC | pension plan violation | 2023 | UK-TPO | £0 |
ReAssure Ltd | Phoenix Group Holdings PLC | pension plan violation | 2023 | UK-TPO | £1,000 |
Scottish Widows | Lloyds Banking Group | pension plan violation | 2023 | UK-TPO | £500 |
Mercer Limited, in its capacity as administrator of the Scheme | Marsh & McLennan | pension plan violation | 2021 | UK-TPO | £500 |
HBOS plc | Lloyds Banking Group | pension plan violation | 2021 | UK-TPO | £500 |
Aviva | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life | Aviva PLC | pension plan violation | 2021 | UK-TPO | £1,000 |
Aviva Life and Pensions UK Limited | Aviva PLC | pension plan violation | 2021 | UK-TPO | £250 |
Legal & General | Legal & General Group PLC | pension plan violation | 2021 | UK-TPO | £250 |
ReAssure Limited | Phoenix Group Holdings PLC | pension plan violation | 2021 | UK-TPO | £400 |
Aon UK Limited (Aon) & Barnett Waddingham LLP (Barnett Waddingham) | Aon | pension plan violation | 2020 | UK-TPO | £0 |
Willis Towers Watson | Willis Towers Watson | pension plan violation | 2020 | UK-TPO | £25,522 |
AJ Bell Self Invested Personal Pension | AJ Bell PLC | pension plan violation | 2020 | UK-TPO | £575 |