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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence Type sort iconYearAgencyPenalty Amount
Metro Bank PLCMetro Bank PLCaccounting fraud or deficiencies2022UK-FCA£10,002,300
The Royal Bank of Scotland International LimitedNatWest Group PLCanti-money-laundering deficiencies2024UK-IOM£1,008,337
Commerzbank AGCommerzbankanti-money-laundering deficiencies2020UK-FCA£37,805,400
Standard Chartered BankStandard Charteredanti-money-laundering deficiencies2019UK-FCA£102,163,200
Deutsche Bank AGDeutsche Bankanti-money-laundering deficiencies2017UK-FCA£163,076,224
Barclays Bank plcBarclaysanti-money-laundering deficiencies2015UK-FCA£72,069,400
Standard Bank PLCIndustrial and Commercial Bank of Chinaanti-money-laundering deficiencies2014UK-FCA£7,640,400
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2013UK-FCA£525,000
Coutts & CompanyNatWest Group PLCanti-money-laundering deficiencies2012UK-FSA£8,750,000
The Royal Bank of Scotland plc et al.NatWest Group PLCanti-money-laundering deficiencies2010UK-FSA£5,600,000
Sunrise Brokers LLPBGC Partnersanti-money-laundering deficiencies2021UK-FCA£642,400
HSBC Bank plcHSBCanti-money-laundering deficiencies2021UK-FCA£63,946,800
National Westminster Bank plcNatWest Group PLCanti-money-laundering deficiencies2021UK-FCA£264,772,619
JLT Specialty LimitedMarsh & McLennananti-money-laundering deficiencies2022UK-FCA£7,881,700
Lloyds Bank Corporate Markets PlcLloyds Banking Groupanti-money-laundering deficiencies2022UK-JFSC£498,000
BNY Mellon Corporate Trustee Services Ltd TCSPBank of New York Mellonanti-money-laundering deficiencies2021UK-HMRC£9,465
Santander UK PlcBanco Santanderanti-money-laundering deficiencies2022UK-FCA£107,793,300
Guaranty Trust Bank (UK) LimitedGuaranty Trust Bank PLCanti-money-laundering deficiencies2023UK-FCA£7,671,800
Bank of Ireland UK plcBank of Irelandbanking violation2021UK-CMA£0
NatWest GroupNatWest Group PLCbanking violation2021UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCbanking violation2021UK-CMA£0
Bank of ScotlandLloyds Banking Groupbanking violation2019UK-FCA£45,500,000
Santander UK plcBanco Santanderbanking violation2018UK-FCA£32,817,800
Royal Bank of Scotland Plc and National Westminster Bank Plc and Ulster Bank PlcNatWest Group PLCbanking violation2014UK-FCA£42,000,000
Danske BankDanske Bankbanking violation2021UK-CMA£0
Clydesdale Bank plcVirgin Money UK PLCbanking violation2021UK-CMA£0
AIB Group (UK) plcAllied Irish Banksbanking violation2020UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupbanking violation2020UK-CMA£0
Royal Bank of Scotland GroupNatWest Group PLCbanking violation2020UK-CMA£2,200,000
Metro Bank plcMetro Bank PLCbanking violation2020UK-CMA£11,400,000
Nationwide Building SocietyNationwide Building Societybanking violation2020UK-CMA£900,000
Santander UK plcBanco Santanderbanking violation2019UK-CMA£19,000,000
HSBC Bank plcHSBCbanking violation2019UK-CMA£8,000,000
Nationwide Building SocietyNationwide Building Societybanking violation2019UK-CMA£6,000,000
Barclays Bank UK plc and Barclays Bank plcBarclaysbanking violation2019UK-CMA£1,910
AIB Group (UK) plc dba First Trust BankAllied Irish Banksbanking violation2014UK-CMA£0
HSBC Bank plcHSBCbanking violation2014UK-CMA£0
Credit SuisseUBSbanking violation2021UK-FCA£292,209,276
Danske BankDanske Bankbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Santander UK plcBanco Santanderbanking violation2021UK-CMA£0
Lloyds Banking GroupLloyds Banking Groupbanking violation2021UK-CMA£0
Willis LimitedWillis Towers Watsonbribery2011UK-FSA£6,895,000
ICBC Standard Bank PlcIndustrial and Commercial Bank of Chinabribery2015UK-SFO£21,730,000
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£0
Glencore Energy (UK) LtdGlencorebribery2022UK-SFO£280,965,092
Southern WaterMacquarieconsumer protection violation2023UK-OFWAT£0
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2013UK-FCA£4,315,000
Bank of Ireland UKBank of Irelandconsumer protection violation2023UK-ICO£0
Barclays Bank UK PLC and Barclays Bank PLC and Clydesdale Financial Services Ltd.Barclaysconsumer protection violation2020UK-FCA£26,056,400
Moneybarn LtdVanquis Banking Groupconsumer protection violation2020UK-FCA£2,774,400
Vanquis Bank LimitedVanquis Banking Groupconsumer protection violation2018UK-FCA£13,852,000
Clydesdale Bank PLCVirgin Money UK PLCconsumer protection violation2013UK-FCA£8,904,000
The Co-operative Bank plcCo-operative Bankconsumer protection violation2013UK-FSA£113,300
Bank of ScotlandLloyds Banking Groupconsumer protection violation2012UK-FSA£4,200,000
Royal Bank of Scotland Plc and National Westminster Bank PlcNatWest Group PLCconsumer protection violation2011UK-FSA£2,800,000
National Westminster Bank plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Royal Bank of Scotland plcNatWest Group PLCconsumer protection violation2013UK-OFT£0
Alliance and Leicester Personal Finance LimitedBanco Santanderconsumer protection violation2010UK-OFT£0
American Express Services Europe LimitedAmerican Expressconsumer protection violation2010UK-OFT£0
NewDay Ltd.NewDay Limitedconsumer protection violation2021UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Lloyds Banking Group plcLloyds Banking Groupconsumer protection violation2022UK-CMA£0
Barclays Bank UK plcBarclaysconsumer protection violation2022UK-CMA£0
Barclays Bank PlcBarclaysconsumer protection violation2022UK-FCA£10,860,743
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Virgin Money UK plcVirgin Money UK PLCconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
HSBCHSBCconsumer protection violation2022UK-CMA£0
National Westminster Bank Plc et al.NatWest Group PLCconsumer protection violation2022UK-PSR£1,820,000
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£600,000
Metro BankMetro Bank PLCconsumer protection violation2022UK-CMA£20,773
Lloyds Banking GroupLloyds Banking Groupconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£0
Bank of IrelandBank of Irelandconsumer protection violation2022UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2022UK-CMA£0
NatWest GroupNatWest Group PLCconsumer protection violation2022UK-CMA£0
Northern Bank Limited dba Danske BankDanske Bankconsumer protection violation2022UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2022UK-CMA£0
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-CMA£1,000,000
NewDay LimitedNewDay Limitedconsumer protection violation2022UK-CMA£0
BarclaysBarclaysconsumer protection violation2022UK-PSR£8,400,000
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
Northern Bank LtdDanske Bankconsumer protection violation2019UK-ECNI£2,000
Nationwide Building SocietyNationwide Building Societyconsumer protection violation2023UK-CMA£0
TSB Bank plcBanco de Sabadellconsumer protection violation2023UK-CMA£0
HSBC UK Bank plcHSBCconsumer protection violation2023UK-CMA£0
NatWest Group plcNatWest Group PLCconsumer protection violation2023UK-CMA£0
Co-operative BankCo-operative Bankconsumer protection violation2023UK-CMA£0
Standard Chartered BankStandard Charteredeconomic sanction violation2020UK-OFSI£20,471,810
PayPoint PlcPayPoint Groupenergy market violation2021UK-OFGEM£12,500,000
Morgan Stanley & Co. International plcMorgan Stanleyenergy market violation2023UK-OFGEM£5,411,149
Roadchef LtdMacquarieEnvironmental Violation2020UK-NRW£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0
Southern Water Services LimitedMacquarieenvironmental violation2014UK-EA£0