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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,859,335,625
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£703,650,59431
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence Type sort iconYearAgencyPenalty Amount
Barclays BankBarclayspension plan violation2017UK-TPO£0
PrudentialPrudential PLCpension plan violation2017UK-TPO£0
Barclays Wealth ManagementBarclayspension plan violation2016UK-TPO£1,000
Barclays Stockbrokers LimitedBarclayspension plan violation2016UK-TPO£750
Abbey LifePhoenix Group Holdings PLCpension plan violation2016UK-TPO£4,893
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2016UK-TPO£300
Aviva Staff Trustee LimitedAviva PLCpension plan violation2016UK-TPO£300
PrudentialPrudential PLCpension plan violation2016UK-TPO£0
PrudentialPrudential PLCpension plan violation2016UK-TPO£500
Royal LondonRoyal London Mutual Insurancepension plan violation2016UK-TPO£500
Scottish Widows plcLloyds Banking Grouppension plan violation2016UK-TPO£500
AvivaAviva PLCpension plan violation2016UK-TPO£1,990
AegonAegonpension plan violation2016UK-TPO£100
Hargreaves Lansdown Asset Management LimitedHargreaves Lansdown PLCpension plan violation2016UK-TPO£0
AegonAegonpension plan violation2016UK-TPO£1,199
Friends LifeAviva PLCpension plan violation2016UK-TPO£950
AJ Bell Management LtdAJ Bell PLCpension plan violation2016UK-TPO£1,000
AllianzAllianzpension plan violation2016UK-TPO£500
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£8,353
Towers Watson LimitedWillis Towers Watsonpension plan violation2015UK-TPO£750
Standard LifePhoenix Group Holdings PLCpension plan violation2015UK-TPO£3,395
AXA WealthPhoenix Group Holdings PLCpension plan violation2015UK-TPO£50
St James' Place Wealth ManagementSt. James's Place PLCpension plan violation2015UK-TPO£50
Prudential Assurance Company LimitedM&G PLCpension plan violation2015UK-TPO£0
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Fidelity InvestmentsFidelity Investmentspension plan violation2015UK-TPO£100
Towers WatsonWillis Towers Watsonpension plan violation2015UK-TPO£100
Friends LifeAviva PLCpension plan violation2015UK-TPO£100
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£0
AON HewitAonpension plan violation2015UK-TPO£1,570
Scottish Widows plcLloyds Banking Grouppension plan violation2015UK-TPO£37,067
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2015UK-TPO£0
Scottish LifeRoyal London Mutual Insurancepension plan violation2014UK-TPO£3,075
Aon Hewitt LtdAonpension plan violation2014UK-TPO£800
Friends LifeAviva PLCpension plan violation2014UK-TPO£0
AEGONAegonpension plan violation2014UK-TPO£200
AegonAegonpension plan violation2014UK-TPO£1,425
Abbey LifePhoenix Group Holdings PLCpension plan violation2014UK-TPO£500
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£300
Phoenix Life LtdPhoenix Group Holdings PLCpension plan violation2014UK-TPO£250
Friends Life LimitedAviva PLCpension plan violation2014UK-TPO£0
Friends LifeAviva PLCpension plan violation2014UK-TPO£900
Mercer Limited (Mercer)Marsh & McLennanpension plan violation2014UK-TPO£0
PrudentialPrudential PLCpension plan violation2014UK-TPO£0
Friends Life Services LimitedAviva PLCpension plan violation2014UK-TPO£2,300
JLT Benefit SolutionsMarsh & McLennanpension plan violation2014UK-TPO£400
Scottish Equitable plc (AEGON)Aegonpension plan violation2014UK-TPO£2,000
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2014UK-TPO£200
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,401
Zurich Assurance LtdZurich Insurancepension plan violation2013UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2013UK-TPO£350
Royal London Group (Scottish Life)Royal London Mutual Insurancepension plan violation2013UK-TPO£400
Scottish Widows plcLloyds Banking Grouppension plan violation2013UK-TPO£910
HSBC Bank Pension Trust (UK) LtdHSBCpension plan violation2013UK-TPO£150
JLT Actuaries & Consultants LtdMarsh & McLennanpension plan violation2013UK-TPO£150
AegonAegonpension plan violation2013UK-TPO£11,598
The Royal London Mutual Insurance SocietyRoyal London Mutual Insurancepension plan violation2013UK-TPO£300
Friends Life WL LimitedAviva PLCpension plan violation2013UK-TPO£200
Scottish LifeRoyal London Mutual Insurancepension plan violation2013UK-TPO£34,977
AONAonpension plan violation2013UK-TPO£54,850
Sun Life Financial of CanadaSun Life Financialpension plan violation2013UK-TPO£150
Scottish WidowsLloyds Banking Grouppension plan violation2013UK-TPO£250
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2013UK-TPO£300
ReAssure LtdPhoenix Group Holdings PLCpension plan violation2013UK-TPO£2,668
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2013UK-TPO£500
Towers WatsonWillis Towers Watsonpension plan violation2013UK-TPO£0
Scottish Equitable plc (AEGON)Aegonpension plan violation2012UK-TPO£250
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£1,000
Stagecoach North EastDeutsche Bankpension plan violation2012UK-TPO£200
Prudential Assurance Company Limited.M&G PLCpension plan violation2012UK-TPO£7,171
Mercer LtdMarsh & McLennanpension plan violation2012UK-TPO£224
Aon HewittAonpension plan violation2012UK-TPO£112
BlackRock Life LimitedBlackRockpension plan violation2012UK-TPO£112
Aegon Scottish EquitableAegonpension plan violation2012UK-TPO£1,387
PrudentialPrudential PLCpension plan violation2012UK-TPO£1,387
Standard LifePhoenix Group Holdings PLCpension plan violation2012UK-TPO£1,000
Aegon Scottish Equitable plcAegonpension plan violation2012UK-TPO£100
JLT Benefit Solutions LtdMarsh & McLennanpension plan violation2012UK-TPO£500
HSBC Bank Pension Trust (UK) LimitedHSBCpension plan violation2012UK-TPO£500
Legal & GeneralLegal & General Group PLCpension plan violation2012UK-TPO£300
AegonAegonpension plan violation2012UK-TPO£10,500
Zurich Assurance LimitedZurich Insurancepension plan violation2012UK-TPO£5,795
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£350
AegonAegonpension plan violation2011UK-TPO£19,861
Phoenix Life LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£250
Royal Bank of Scotland GroupNatWest Group PLCpension plan violation2011UK-TPO£350
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,689
Aviva Life Services UK LimitedAviva PLCpension plan violation2011UK-TPO£900
AEGON Scottish EquitableAegonpension plan violation2011UK-TPO£250
Standard Life Assurance LimitedPhoenix Group Holdings PLCpension plan violation2011UK-TPO£28,123
London LifePhoenix Group Holdings PLCpension plan violation2011UK-TPO£1,543
Scottish Equitable plcAegonpension plan violation2011UK-TPO£770
Aon HewittAonpension plan violation2011UK-TPO£250
AvivaAviva PLCpension plan violation2011UK-TPO£250
Aegon Scottish EquitableAegonpension plan violation2011UK-TPO£350
The Royal London Mutual Insurance Society LtdRoyal London Mutual Insurancepension plan violation2011UK-TPO£2,700
JLT Benefit Solutions Ltd (JLT)Marsh & McLennanpension plan violation2011UK-TPO£0
Mercer Ltd.Marsh & McLennanpension plan violation2011UK-TPO£100
Standard Life Assurance LtdPhoenix Group Holdings PLCpension plan violation2011UK-TPO£0