Basic Search  |  Summaries  |  Advanced SearchPenalty: £33,320,000
Year: 2010
Date: 25 May, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: J.P. Morgan Securities paid a £33.32 million fine in settlement of a finding by the FSA that the company failed to maintain adequate accounts with trust status to distinguish client assets accurately, risking loss to the client if the company became insolvent.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
HQ Country of Parent: United States
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking & securities
Source of Data: (click here)