Violation Tracker UK Individual Case

Company: Commerzbank AG
Current Parent Company: Commerzbank
Penalty: £595,000
Year: 2010
Date: 27 April, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Commerzbank paid a £5.95 million fine in settlement of a finding by the FSA that the company failed to submit accurate transaction reports to the Authority.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
HQ Country of Parent: Germany
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: banking
Source of Data: (click here)