Violation Tracker UK Individual Case

Company: AJ Bell Self Invested Personal Pension
Current Parent Company: AJ Bell PLC
Penalty: £575
Year: 2020
Date: 11 November, 2020
Offence Group: employment-related offences
Offence Type: pension plan violation
Violation Description: Failure to provide information/act on instructions
Action Type: agency action
Agency: The Pensions Ombudsman
HQ Country of Parent: United Kingdom
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: investor services
Source of Data: (click here)