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Violation Tracker UK Parent Company Summary

Parent Company Name: AJ Bell PLC
Ownership Structure: publicly traded
Headquartered in: United Kingdom
Major Industry: financial services
Specific Industry: investor services
Penalty total since 2010£40,046
Number of cases: 12
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
employment-related offences£40,04612
Top Offence TypesPenalty TotalNumber of Cases
labour standards violation£20,4831
pension plan violation£19,56311
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
A J Bell plclabour standards violation2020UK-ET£20,483
AJ Bell Investcentre​pension plan violation2023UK-TPO£10,988
A J Bell Limitedpension plan violation2018UK-TPO£6,000
AJ Bell Management Ltdpension plan violation2016UK-TPO£1,000
AJ Bell Self Invested Personal Pensionpension plan violation2020UK-TPO£575
AJ Bell Investcentre (owned by AJ Bell Limited)pension plan violation2018UK-TPO£500
AJ Bell Investcentrepension plan violation2018UK-TPO£500
AJ Bell Management Limitedpension plan violation2018UK-TPO£0
AJ Bell Investcentrepension plan violation2018UK-TPO£0
AJ Bell Investcentrepension plan violation2018UK-TPO£0
AJ Bell and Legal & General Assurance Societypension plan violation2017UK-TPO£0
AJ Bell Ltdpension plan violation2017UK-TPO£0