Violation Tracker UK Individual Case

Company: Instinet Europe Limited
Current Parent Company: Nomura
Penalty: £1,050,000
Year: 2010
Date: 8 April, 2010
Offence Group: financial offences
Offence Type: investor protection violation
Violation Description: Instinet Europe Limited paid a £1.05 million fine in settlement of a finding by the FSA that the company failed to submit accurate transaction reports to the Authority.
Action Type: agency action
Settlement Type: settlement of FSA Decision
Agency: Financial Services Authority
HQ Country of Parent: Japan
Ownership Structure of Parent: publicly traded
Major Industry of Parent: financial services
Specific Industry of Parent: financial services
Source of Data: (click here)