Basic Search  |  Summaries  |  Advanced Search

Violation Tracker UK Parent Company Summary

Parent Company Name: BGC Partners
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: brokerage and financial technology
Penalty total since 2010£973,125
Number of cases: 3
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£957,4002
employment-related offences£15,7251
Top Offence TypesPenalty TotalNumber of Cases
anti-money-laundering deficiencies£642,4001
investor protection violation£315,0001
labour standards violation£15,7251
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

Download results as CSV or XML (maximum 1000; for access to larger downloads contact Phil Mattera)
CompanyOffence TypeYearAgencyPenalty Amount sort icon .
Sunrise Brokers LLPanti-money-laundering deficiencies2021UK-FCA£642,400
Besso Limitedinvestor protection violation2014UK-FCA£315,000
BGC Technology International Ltdlabour standards violation2022UK-ET£15,725