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Violation Tracker UK Parent Company Summary

Parent Company Name: BGC Partners
Ownership Structure: publicly traded
Headquartered in: USA
Major Industry: financial services
Specific Industry: brokerage and financial technology
Penalty total since 2010£658,125
Number of cases: 2
Top Offence Groups (Groups Defined)Penalty TotalNumber of Cases
financial offences£642,4001
employment-related offences£15,7251
Top Offence TypesPenalty TotalNumber of Cases
anti-money-laundering deficiencies£642,4001
labour standards violation£15,7251
Note: Parent-subsidiary linkages are based on current relationships and may vary from what was the case when a violation occurred.
Links: This company's summary page in the U.S. Violation Tracker can be found here.

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case.

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CompanyOffence TypeYearAgencyPenalty Amount sort icon
Sunrise Brokers LLPanti-money-laundering deficiencies2021UK-FCA£642,400
BGC Technology International Ltdlabour standards violation2022UK-ET£15,725