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Violation Tracker UK Parent Industry Summary Page

Parent Industry: financial services
Penalty Total since 2010: £5,860,158,243
Number of Cases: 688
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall.
Top 10 Parent CompaniesPenalty TotalNumber of Cases
UBS£849,972,77611
NatWest Group PLC£704,658,93132
Barclays£535,912,70426
Lloyds Banking Group£472,797,68146
Deutsche Bank£397,989,24416
JPMorgan Chase£397,317,4475
HSBC£356,256,05518
Citigroup£282,197,5626
Glencore£280,965,0922
Macquarie£221,803,050127

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentOffence Type sort iconYearAgencyPenalty Amount
Countrywide Assured plcChesnara PLCpension plan violation2010UK-TPO£1,692
Scottish Widows plcLloyds Banking Grouppension plan violation2010UK-TPO£1,000
Sun Life Financial of CanadaSun Life Financialpension plan violation2010UK-TPO£250
Abbey Life Assurance Company LimitedPhoenix Group Holdings PLCpension plan violation2010UK-TPO£2,400
AEGON Scottish EquitableAegonpension plan violation2010UK-TPO£150
JLT EB Services LimitedMarsh & McLennanpension plan violation2020UK-TPR£24,900
Direct Line Group Services Pension Scheme (1993)Direct Line Insurance Group PLCpension plan violation2020UK-TPR£500
Countrywide Assured Trustee Company LtdChesnara PLCpension plan violation2019UK-TPR£522
Societe Generale Newedge UK LtdSociete Generalepension plan violation2019UK-TPR£501
Southern Water Services LimitedMacquariepension plan violation2018UK-TPR£0
The Societe Generale Pension PlanSociete Generalepension plan violation2018UK-TPR£504
The Law Debenture Pension Trust CorporationLaw Debenture Corporation PLCpension plan violation2017UK-TPR£2,000
Pearson Jones and Company (Trustees) LtdAbrdn PLCpension plan violation2017UK-TPR£600
Aon LimitedAonpension plan violation2021UK-TPO£1,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2021UK-TPO£1,000
PrudentialPrudential PLCpension plan violation2022UK-TPO£0
Royal London Mutual Insurance Society LimitedRoyal London Mutual Insurancepension plan violation2022UK-TPO£100
Mercer LimitedMarsh & McLennanpension plan violation2022UK-TPO£2,000
Aviva Life & Pensions UK LimitedAviva PLCpension plan violation2022UK-TPO£500
ReAssurePhoenix Group Holdings PLCpension plan violation2022UK-TPO£1,000
AvivaAviva PLCpension plan violation2022UK-TPO£3,000
Royal LondonRoyal London Mutual Insurancepension plan violation2022UK-TPO£1,000
ReAssure LimitedPhoenix Group Holdings PLCpension plan violation2022UK-TPO£3,000
AJ Bell Investcentre​AJ Bell PLCpension plan violation2023UK-TPO£10,988
PrudentialPrudential PLCpension plan violation2023UK-TPO£500
Roadchef LimitedMacquarieprice-fixing or anti-competitive practices2022UK-CMA£0
Aviva Insurance UK Ltd.Aviva PLCprice-fixing or anti-competitive practices2011UK-OFT£0
AXA Insurance UK plcAXAprice-fixing or anti-competitive practices2011UK-OFT£0
Liverpool Victoria Insurance Company LtdAllianzprice-fixing or anti-competitive practices2011UK-OFT£0
Zurich Insurance plcZurich Insuranceprice-fixing or anti-competitive practices2011UK-OFT£0
Barclays Bank plcBarclaysprice-fixing or anti-competitive practices2011UK-OFT£0
Royal Bank of Scotland Group plcNatWest Group PLCprice-fixing or anti-competitive practices2011UK-OFT£28,590,000
MastercardMasterCardprice-fixing or anti-competitive practices2022UK-PSR£31,560,062
Deutsche BankDeutsche Bankprice-fixing or anti-competitive practices2023UK-CMA£0
Citigroup Global Markets LimitedCitigroupprice-fixing or anti-competitive practices2023UK-CMA£0
Zurich Insurance PlcZurich Insuranceprivacy violation2010UK-FSA£2,275,000
American Express Services Europe LimitedAmerican Expressprivacy violation2021UK-ICO£90,000
Newday LimitedNewDay Limitedprivacy violation2018UK-ICO£230,000
Vanquis Bank LimitedVanquis Banking Groupprivacy violation2017UK-ICO£75,000
Provident Personal Credit LtdVanquis Banking Groupprivacy violation2017UK-ICO£80,000
Royal & Sun Alliance Insurance PLCIntact Financial Corporationprivacy violation2017UK-ICO£150,000
Bank of ScotlandLloyds Banking Groupprivacy violation2013UK-ICO£75,000
PrudentialPrudential PLCprivacy violation2012UK-ICO£50,000
Goldman Sachs InternationalGoldman Sachsrisk management failure2020UK-PRA£48,308,400
Southern WaterMacquariewater pollution violation2024UK-EA£348,945
Southern Water Services LimitedMacquariewater pollution violation2019UK-EA£25,000
SOUTHERN WATER SERVICES LTDMacquariewater pollution violation2013UK-EA£200,000
Southern Water Services LtdMacquariewater pollution violation2014UK-EA£519,224
SOUTHERN WATER SERVICES LIMITEDMacquariewater pollution violation2015UK-EA£160,000
Southern Water Services LimitedMacquariewater pollution violation2016UK-EA£2,000,000
SOUTHERN WATER SERVICES LIMITEDMacquariewater pollution violation2011UK-EA£96,000
Southern Water Services LimitedMacquariewater pollution violation2011UK-EA£50,000
SOUTHERN WATER SERVICES LTDMacquariewater pollution violation2021UK-EA£90,000,000
Southern WaterMacquariewater pollution violation2023UK-DWI£0
Southern Water Services LtdMacquariewater pollution violation2022UK-DWI£65,571
Southern Water Services LtdMacquariewater pollution violation2018UK-DWI£109,620
Southern Water Services LtdMacquariewater pollution violation2017UK-DWI£530,000
Southern WaterMacquariewater pollution violation2012UK-DWI£26,498
Southern WaterMacquariewater pollution violation2010UK-DWI£31,447
Southern WaterMacquariewater pollution violation2022UK-DWI£0
Southern WaterMacquariewater pollution violation2021UK-DWI£0
Southern WaterMacquariewater services violation2019UK-OFWAT£126,000,000
Southern WaterMacquariewater services violation2022UK-OFWAT£0
Scotwaste Recycling LimitedMacquarieworkplace safety or health violation2021UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2019UK-HSE£0
Associated Waste Management LimitedMacquarieworkplace safety or health violation2018UK-HSE£0
BNP Paribas Real Estate Advisory & Property ManageBNP Paribasworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
Alliance Medical LtdiCON Infrastructureworkplace safety or health violation2017UK-HSE£0
WSR Recycling LimitedMacquarieworkplace safety or health violation2016UK-HSE£0
International Automotive Components Group LimitedInvescoworkplace safety or health violation2014UK-HSE£9,310
Cambus LimitedDeutsche Bankworkplace safety or health violation2013UK-HSE£555,401
Allianz Engineering Inspection Services LtdAllianzworkplace safety or health violation2010UK-HSE£14,232
East Kent Road Car Company LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£0
Alliance Medical LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£311,382
Alliance Medical Radiopharmacy LimitediCON Infrastructureworkplace safety or health violation2022UK-HSE£131,382
Stagecoach Devon LimitedDeutsche Bankworkplace safety or health violation2022UK-HSE£398,000
Associated Waste Management LimitedMacquarieworkplace safety or health violation2021UK-HSE£776,170