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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2019UK-FRC£422,500
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£455,000
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2020UK-FRC£0
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2020UK-FRC£1,950,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2020UK-FRC£160,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£20,635,014
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2020UK-FRC£362,500
Haysmacintyre LLP accounting fraud or deficiencies2021UK-FRC£70,000
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-FRC£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-FRC£15,450,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£3,500,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,525,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£4,500,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2019UK-FRC£6,000,000
Baker Tilly UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2019UK-FRC£750,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,165,000
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£2,212,000
PriceWaterhouseCoopersPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2018UK-FRC£10,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2018UK-FRC£3,296,000
Arrandco Audit Ltd. accounting fraud or deficiencies2018UK-FRC£790,000
Ernst & Young LLPErnst & Youngbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,025,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,600,000
PwC LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2017UK-FRC£5,000,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2017UK-FRC£2,475,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2016UK-FRC£6,275,000
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2016UK-FRC£3,050,000
Moore Stephens (NI) LLP accounting fraud or deficiencies2016UK-FRC£140,000
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2015UK-FRC£1,060,000
Deloitte & ToucheDeloittebusiness servicesaccounting fraud or deficiencies2015UK-FRC£3,000,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£227,500
KPMG Audit PlcKPMGbusiness servicesaccounting fraud or deficiencies2015UK-FRC£162,500
Sixonethreeone Limited accounting fraud or deficiencies2014UK-FRC£450,000
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2014UK-FRC£1,870,000
RSM Robson Rhodes LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2011UK-FRC£975,000
Fortus Midlands Ltd accounting fraud or deficiencies2021UK-ICAEW£6,879
Blue Arrow Accounting Ltd accounting fraud or deficiencies2021UK-ICAEW£779
Biznav Limited accounting fraud or deficiencies2021UK-ICAEW£3,096
Cowgill Holloway LLP accounting fraud or deficiencies2021UK-ICAEW£14,000
Military House Limited accounting fraud or deficiencies2021UK-ICAEW£3,258
G. Spratt Accountancy Limited accounting fraud or deficiencies2021UK-ICAEW£4,500
KBL Advisory LTD accounting fraud or deficiencies2021UK-ICAEW£490
PMC Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£175
Holden Granat LLP accounting fraud or deficiencies2021UK-ICAEW£2,179
Sowerby FRS LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Jon Essam & Co Ltd accounting fraud or deficiencies2021UK-ICAEW£1,602
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£1,573
Henderson-Smith Associates Limited accounting fraud or deficiencies2021UK-ICAEW£0
MacIntyre Hudson LLP accounting fraud or deficiencies2021UK-ICAEW£17,080
Beresfords accounting fraud or deficiencies2021UK-ICAEW£4,200
Cameron & Associates Ltd accounting fraud or deficiencies2021UK-ICAEW£1,292
Grenfell James Audit LLP accounting fraud or deficiencies2021UK-ICAEW£821
Dains LLP accounting fraud or deficiencies2021UK-ICAEW£77,572
Simon Silver-Myer accounting fraud or deficiencies2021UK-ICAEW£0
Azets Holdings Limited accounting fraud or deficiencies2021UK-ICAEW£2,100
Hilden Park Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£1,242
Southwell, Tyrrell & Co accounting fraud or deficiencies2021UK-ICAEW£6,315
Charterhouse (Accountants) Limited accounting fraud or deficiencies2021UK-ICAEW£5,000
Cadwallader & Co LLP accounting fraud or deficiencies2021UK-ICAEW£2,856
Timothy N. Horne Ltd accounting fraud or deficiencies2021UK-ICAEW£1,757
Guilfoyle, Sage & Co accounting fraud or deficiencies2021UK-ICAEW£29,115
Haysmacintyre LLP accounting fraud or deficiencies2021UK-ICAEW£8,015
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£2,100
Warr & Co Limited accounting fraud or deficiencies2021UK-ICAEW£750
Nicklin LLP accounting fraud or deficiencies2021UK-ICAEW£525
Clive Owen LLP accounting fraud or deficiencies2021UK-ICAEW£32,060
Parkins Accountants Ltd accounting fraud or deficiencies2021UK-ICAEW£11,848
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£58,260
Crossley & Davis accounting fraud or deficiencies2021UK-ICAEW£1,050
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,295
BW Medical Accountants Limited accounting fraud or deficiencies2021UK-ICAEW£6,000
Higginson & Co (UK) Ltd accounting fraud or deficiencies2021UK-ICAEW£700
BPC Chandarana & Co Ltd accounting fraud or deficiencies2021UK-ICAEW£1,750
Guy Fallows Enterprises Limited accounting fraud or deficiencies2021UK-ICAEW£350
Sedulo Audit Limited accounting fraud or deficiencies2021UK-ICAEW£696
Macalvins Limited accounting fraud or deficiencies2021UK-ICAEW£1,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£8,518
Robert Evans accounting fraud or deficiencies2021UK-ICAEW£0
Collins accounting fraud or deficiencies2021UK-ICAEW£0
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£116,558
Greenback Alan LLP accounting fraud or deficiencies2021UK-ICAEW£700
Dutton Moore accounting fraud or deficiencies2021UK-ICAEW£8,000
Ellis Lloyd Jones LLP accounting fraud or deficiencies2021UK-ICAEW£0
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£44,613
MBL (Business and Tax Advisers) Ltd accounting fraud or deficiencies2020UK-ICAEW£8,587
Crowe U.K. LLP accounting fraud or deficiencies2020UK-ICAEW£0
Batesons accounting fraud or deficiencies2020UK-ICAEW£700
PKF Littlejohn LLP accounting fraud or deficiencies2020UK-ICAEW£6,353
Haines Watts Leeds LLP accounting fraud or deficiencies2020UK-ICAEW£56,251
Creaseys LLP accounting fraud or deficiencies2020UK-ICAEW£18,363
Creaseys Group Limited accounting fraud or deficiencies2020UK-ICAEW£9,219
Mitchell Glanville Limited accounting fraud or deficiencies2020UK-ICAEW£18,587
Hornbeam Accountancy Services Ltd accounting fraud or deficiencies2020UK-ICAEW£700
Rotherham Taylor Limited accounting fraud or deficiencies2020UK-ICAEW£1,400
Complete Audit and Accounting Solutions Ltd accounting fraud or deficiencies2020UK-ICAEW£3,500
Vincent Clemas CAAS Limited accounting fraud or deficiencies2020UK-ICAEW£1,000
Lever Bros & Co accounting fraud or deficiencies2020UK-ICAEW£449
Azets Audit Services Limited accounting fraud or deficiencies2020UK-ICAEW£9,750
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£9,585
Garside & Co Limited accounting fraud or deficiencies2020UK-ICAEW£1,267
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2020UK-ICAEW£30,612
A4G LLP accounting fraud or deficiencies2020UK-ICAEW£7,937