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Violation Tracker UK Summary for Offence Group

Offence Group: financial offences
Penalty Total since 2010: £4,167,390,200
Number of Penalty Cases: 3,832
Note: Includes records/cases without monetary penalties.
Top 10 Parent CompaniesTotal PenaltyNumber of Cases
UBS£456,138,7768
NatWest Group PLC£364,725,85610
JPMorgan Chase£174,006,2003
Banco Santander£173,488,9006
Deutsche Bank£170,135,0243
Standard Chartered£169,185,0103
Lloyds Banking Group£149,343,6009
Goldman Sachs£148,461,5004
Tesco PLC£148,400,0002
Barclays£144,677,3696

Individual Penalty Cases:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyParentParent Major IndustryOffence Type sort iconYearAgencyPenalty Amount
Adroit Auditing Limited accounting fraud or deficiencies2021UK-ICAEW£0
Ridgefield Consulting Ltd accounting fraud or deficiencies2021UK-ICAEW£0
MGR Weston Kay LLP accounting fraud or deficiencies2021UK-ICAEW£0
Fenleys accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£0
Libcus Limited accounting fraud or deficiencies2021UK-ICAEW£0
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£944,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,010,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£0
Mazars LLPMazars LLPbusiness servicesaccounting fraud or deficiencies2022UK-FRC£250,000
BDO LLPBDO Internationalbusiness servicesaccounting fraud or deficiencies2021UK-ICAEW£14,683
Azets Audit Services Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
MGA Accountants LLP accounting fraud or deficiencies2022UK-ICAEW£2,800
Cobbin Floyd Limited accounting fraud or deficiencies2022UK-ICAEW£2,450
KPMG LtdKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£67,152
MacIntyre Hudson LLP accounting fraud or deficiencies2022UK-ICAEW£10,758
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£15,345
Cheesmans accounting fraud or deficiencies2022UK-ICAEW£145,000
Waveney Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£16,362
RMR Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Gilroy & Brookes Audit Limited accounting fraud or deficiencies2021UK-ICAEW£4,000
Parvez & Co accounting fraud or deficiencies2021UK-ICAEW£25,619
Hazlewoods LLP accounting fraud or deficiencies2021UK-ICAEW£50,575
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,323,875
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£217,500
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,959,750
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,038,750
KPMGKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£3,375,000
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,450,000
Barber & Co LLP accounting fraud or deficiencies2022UK-ICAEW£2,100
Proud Goulbourn accounting fraud or deficiencies2022UK-ICAEW£2,100
Chelepis Watson Limited accounting fraud or deficiencies2022UK-ICAEW£4,162
Tomkinson Teal (Lichfield) LLP accounting fraud or deficiencies2022UK-ICAEW£30,617
Farrar Smith Limited accounting fraud or deficiencies2022UK-ICAEW£19,375
Fintech Associates Limited accounting fraud or deficiencies2022UK-ICAEW£5,664
Azets Holdings Limited accounting fraud or deficiencies2022UK-ICAEW£10,500
Manningtons accounting fraud or deficiencies2022UK-ICAEW£4,200
MCT Partnership LLP accounting fraud or deficiencies2022UK-ICAEW£350
Hurst Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£5,250
KLSA LLP accounting fraud or deficiencies2022UK-ICAEW£2,020
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-FRC£2,415,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2022UK-FRC£18,667,937
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2022UK-FRC£1,696,149
UHY Hacker Young LLPUHY Hacker Youngbusiness servicesaccounting fraud or deficiencies2022UK-FRC£636,385
PricewaterhouseCoopers CI LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£234,405
Bishop Fleming LLP accounting fraud or deficiencies2022UK-ICAEW£3,117
Brian Ziff Limited accounting fraud or deficiencies2022UK-ICAEW£350
Griffiths Marshall accounting fraud or deficiencies2022UK-ICAEW£7,000
Moore Scarrott Limited accounting fraud or deficiencies2022UK-ICAEW£2,795
MMO Limited accounting fraud or deficiencies2022UK-ICAEW£3,450
BAS Associates Ltd accounting fraud or deficiencies2022UK-ICAEW£2,487
Nickalls Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£840
Sharman Fielding accounting fraud or deficiencies2022UK-ICAEW£2,935
Kilby Fox accounting fraud or deficiencies2022UK-ICAEW£1,400
Creaseys Group Limited accounting fraud or deficiencies2022UK-ICAEW£3,500
Clive Owen LLP accounting fraud or deficiencies2022UK-ICAEW£23,048
Stewarts Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£1,400
Landau Morley LLP accounting fraud or deficiencies2022UK-ICAEW£1,500
Fisher Phillips LLP accounting fraud or deficiencies2022UK-ICAEW£1,400
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£330,000
Metro Bank PLCMetro Bank PLCfinancial servicesaccounting fraud or deficiencies2022UK-FCA£10,002,300
Deloitte LLPDeloittebusiness servicesaccounting fraud or deficiencies2022UK-FRC£906,250
Sharman Fielding accounting fraud or deficiencies2022UK-ICAEW£17,912
Hayward Wright Ltd accounting fraud or deficiencies2022UK-ICAEW£12,135
FD Professional Services Limited accounting fraud or deficiencies2022UK-ICAEW£1,400
ASE Professional Services Ltd accounting fraud or deficiencies2022UK-ICAEW£1,750
ASE Audit LLP accounting fraud or deficiencies2022UK-ICAEW£4,480
Fox Associate LLP accounting fraud or deficiencies2022UK-ICAEW£29,037
Lewis Brownlee (Chichester) Limited accounting fraud or deficiencies2022UK-ICAEW£9,538
ASE Group Ltd. accounting fraud or deficiencies2022UK-ICAEW£2,800
KPMG Channel Islands LimitedKPMGbusiness servicesaccounting fraud or deficiencies2022UK-ICAEW£46,505
Hammonds Consultants Ltd accounting fraud or deficiencies2022UK-ICAEW£2,100
Forshaws Accountants Limited accounting fraud or deficiencies2022UK-ICAEW£2,800
SRLV Audit Limited accounting fraud or deficiencies2022UK-ICAEW£20,260
Roberts & Co accounting fraud or deficiencies2022UK-ICAEW£30,125
Sampson West accounting fraud or deficiencies2022UK-ICAEW£700
Currie Accountancy Limited accounting fraud or deficiencies2022UK-ICAEW£1,680
RSM UK Audit LLPRSM Groupbusiness servicesaccounting fraud or deficiencies2022UK-ICAS£136,654
PricewaterhouseCoopers LLPPricewaterhouseCoopersbusiness servicesaccounting fraud or deficiencies2023UK-FRC£5,625,000
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,066,163
Lewis Ballard BBB Limited accounting fraud or deficiencies2023UK-ICAEW£2,100
Fitzgerald Mithia Springer Limited accounting fraud or deficiencies2023UK-ICAEW£4,200
Chelepis Watson Limited accounting fraud or deficiencies2023UK-ICAEW£2,600
Sobell Rhodes LLP accounting fraud or deficiencies2023UK-ICAEW£3,500
Haines Watts Farnborough LLP accounting fraud or deficiencies2023UK-ICAEW£67,500
Grant Thornton UK LLPGrant Thorntonbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£201,615
Clarke Nicklin LLP accounting fraud or deficiencies2023UK-ICAEW£28,000
Cheney & Co. accounting fraud or deficiencies2023UK-ICAEW£10,000
Thompson Taraz Rand Audit and Assurance Limited accounting fraud or deficiencies2023UK-ICAEW£3,990
Macalvins Limited accounting fraud or deficiencies2023UK-ICAEW£52,602
BWM Accountants Limited accounting fraud or deficiencies2023UK-ICAEW£3,500
Ward Goodman Accountancy Services Limited accounting fraud or deficiencies2023UK-ICAEW£1,550
Day Accountants Ltd accounting fraud or deficiencies2023UK-ICAEW£1,750
Day Accountants (Herts) Limited accounting fraud or deficiencies2023UK-ICAEW£1,750
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£123,807
KPMG Audit plcKPMGbusiness servicesaccounting fraud or deficiencies2023UK-ICAEW£106,307
Hayward Wright Ltd accounting fraud or deficiencies2023UK-ICAEW£12,135
MacIntyre Hudson LLP accounting fraud or deficiencies2023UK-ICAEW£20,562
PKF Littlejohn LLP accounting fraud or deficiencies2023UK-ICAEW£12,518
KPMG LLPKPMGbusiness servicesaccounting fraud or deficiencies2023UK-FRC£1,222,180
Bazalgette Tunnel Limited accounting fraud or deficiencies2023UK-OFWAT£0