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Violation Tracker UK Individual Case

Company: KBL Advisory LTD
Company City/Town: Sale
Company Nation/Region: England
Penalty: £490
Year: 2021
Date: 11 June, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: The owner of KBL Advisory of Sale, United Kingdom has agreed to pay a practice assurance penalty of £490, which was decided by the Practice Assurance Committee. This was in view of his admitted breach of Principal Bye-law 51a, for engaging in public practice without a Practising Certificate between January 2020 and December 2020
Action Type: agency action
Settlement Type: Practice Assurance Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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