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Violation Tracker UK Individual Case

Company: Jon Essam & Co Ltd
Company City/Town: Kettering
Company Nation/Region: England
Penalty: £1,602
Year: 2021
Date: 9 June, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Jon Essam & Co Ltd, Kettering, United Kingdom, agreed to pay a regulatory penalty of £1,602, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.03b, 2.07, 2.11 and 6.06 for its failure to ensure that the voting rights were held by individuals holding an appropriate qualification or a registered auditor, for continuing as a registered auditor after it had ceased to meet one of the eligibility requirements, for its failure to notify ICAEW of changes within 10 business days and for the incorrect completion of its ICAEW annual return
Action Type: agency action
Agency: Institute of Chartered Accountants in England and Wales
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