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Violation Tracker UK Individual Case

Company: Sowerby FRS LLP
Company City/Town: Beverley
Company Nation/Region: England
Penalty: £2,100
Year: 2021
Date: 9 June, 2021
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Sowerby FRS LLP, Beverley, United Kingdom, agreed to pay a regulatory penalty of £2,100, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulation 4.04 for allowing an audit report to be signed by an individual who was not, at the time, a responsible individual.
Action Type: agency action
Agency: Institute of Chartered Accountants in England and Wales
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