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Violation Tracker UK Individual Case

Company: Sheppard & Co Limited
Company City/Town: Salisbury
Company Nation/Region: England
Penalty: £2,495
Year: 2018
Date: 31 May, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Sheppard & Co Limited,West Barn, C/o Down Farm, Hindon, Salisbury, Wiltshire, SP3 5T, has agreed to pay a regulatory penalty of £2,495, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of audit regulations 2.11, 2.03a and 6.06 in that the firm failed to notify ICAEW of a director's appointment within 10 business days, failed to ensure that the new director held affiliate status and for incorrectly completing its 2017 annual return.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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