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Violation Tracker UK Individual Case

Company: Grant Thornton UK LLP
Current Parent CompanyGrant Thornton
Parent at the Time of the Penalty Announcement: Grant Thornton
Company City/Town: London
Company Nation/Region: England
Penalty: £8,000
Year: 2017
Date: 5 October, 2017
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Grant Thornton UK LLP,Grant Thornton House, Melton Street, Euston Square, London, NW1 2EP has agreed to pay a regulatory penalty of £8,000, which was decided by the Audit Registration Committee. This was in view of the firm's admitted breach of rule 2.01 of the Crown Dependencies' Audit Rules and Guidance, in that the firm signed an audit opinion for a market-traded company incorporated in the Isle of Man when the firm was not, at the time, registered as a Recognised Auditor with the Isle of Man Financial Services Authority.
Action Type: agency action
Settlement Type: Audit Registration Committee decision
Agency: Institute of Chartered Accountants in England and Wales
HQ Country of Parent: United States
Ownership Structure of Parent: privately held
Major Industry of Parent: business services
Specific Industry of Parent: accounting services
Source of Data(click here)