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Violation Tracker UK Individual Case

Company: Magma Audit LLP
Company City/Town: Rugby
Company Nation/Region: England
Penalty: £4,209
Year: 2018
Date: 12 July, 2018
Offence Group: financial offences
Offence Type: accounting fraud or deficiencies
Violation Description: Magma Audit LLP,16 Davy Court,Castle Mound Way,Rugby,Warwickshire CV23 0UZ, has agreed to pay a regulatory charge of £4,209, which was decided by the Investment Business Committee. This was in view of the firm's admitted breach of Regulation 3.09 of the DPB (Investment Business) Handbook 2016 for providing services to clients of a connected firm which were not complementary to other professional services.
Action Type: agency action
Settlement Type: Investment Business Committee decision
Agency: Institute of Chartered Accountants in England and Wales
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